| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,386,080 | 103,036,000 | 15.46% | ||
| 2 | UBS Group AG | 4,152,415 | 79,436,000 | 11.92% | ||
| 3 | MORGAN STANLEY | 3,536,195 | 67,647,000 | 10.15% | ||
| 4 | McGowan Group Asset Management, Inc. | 2,063,716 | 39,479,000 | 5.92% | ||
| 5 | Saba Capital Management, L.P. | 1,883,389 | 36,029,000 | 5.41% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 1,443,756 | 27,619,000 | 4.14% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,271,346 | 24,320,000 | 3.65% | ||
| 8 | BESSEMER GROUP INC | 1,263,950 | 24,179,000 | 3.63% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1,260,286 | 24,109,000 | 3.62% | ||
| 10 | ROYAL BANK OF CANADA | 968,991 | 18,538,000 | 2.78% | ||
| 11 | COHEN & STEERS, INC. | 954,677 | 18,263,000 | 2.74% | ||
| 12 | HOWLAND CAPITAL MANAGEMENT LLC | 843,422 | 16,135,000 | 2.42% | ||
| 13 | BANK OF MONTREAL /CAN/ | 731,000 | 13,984,000 | 2.10% | ||
| 14 | State of New Jersey Common Pension Fund D | 620,000 | 11,861,000 | 1.78% | ||
| 15 | ALLIANCEBERNSTEIN L.P. | 558,463 | 10,683,000 | 1.60% | ||
| 16 | 1832 Asset Management L.P. | 400,000 | 7,703,000 | 1.16% | ||
| 17 | LPL Financial LLC | 372,960 | 7,269,000 | 1.09% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 361,164 | 6,909,000 | 1.04% | ||
| 19 | PENN MUTUAL LIFE INSURANCE CO | 357,000 | 6,829,000 | 1.02% | ||
| 20 | FMR LLC | 344,100 | 6,583,000 | 0.99% | ||
| 21 | STIFEL FINANCIAL CORP | 318,004 | 6,083,000 | 0.91% | ||
| 22 | DEUTSCHE BANK AG\ | 284,052 | 5,433,000 | 0.82% | ||
| 23 | COMERICA SECURITIES INC | 274,212 | 5,246,000 | 0.79% | ||
| 24 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 273,395 | 5,226,000 | 0.78% | ||
| 25 | Trust Asset Management LLC | 223,368 | 4,273,000 | 0.64% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 221,000 | 4,228,000 | 0.63% | ||
| 27 | DUBUQUE BANK & TRUST CO | 209,411 | 4,006,000 | 0.60% | ||
| 28 | Vident Investment Advisory, LLC | 205,500 | 3,931,000 | 0.59% | ||
| 29 | Orion Porfolio Solutions, LLC | 186,301 | 3,564,000 | 0.53% | ||
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 166,800 | 3,191,000 | 0.48% | ||
| 31 | Edge Wealth Management LLC | 166,580 | 3,173,000 | 0.48% | SH | |
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 156,159 | 2,987,000 | 0.45% | ||
| 33 | Horizon Kinetics LLC | 154,284 | 2,951,000 | 0.44% | ||
| 34 | Aviance Capital Partners, LLC | 151,867 | 2,905,000 | 0.44% | ||
| 35 | Invesco Ltd. | 151,233 | 2,893,000 | 0.43% | ||
| 36 | Limestone Value Partners, LLC | 140,000 | 2,678,000 | 0.40% | ||
| 37 | Allianz Asset Management GmbH | 124,283 | 2,378,000 | 0.36% | ||
| 38 | RAYMOND JAMES & ASSOCIATES | 119,344 | 2,283,000 | 0.34% | ||
| 39 | FNY Managed Accounts LLC | 118,901 | 2,274,576 | 0.34% | ||
| 40 | SII INVESTMENTS INC/WI | 118,740 | 2,269,000 | 0.34% | ||
| 41 | BB&T SECURITIES, LLC | 109,424 | 2,093,000 | 0.31% | ||
| 42 | Commonwealth Equity Services, Inc | 96,137 | 1,839,000 | 0.28% | ||
| 43 | Mathes Company, Inc. | 77,950 | 1,491,000 | 0.22% | ||
| 44 | NATIONAL PLANNING CORP | 72,150 | 1,431,000 | 0.21% | ||
| 45 | Jaffetilchin Investment Partners, LLC | 71,917 | 1,376,000 | 0.21% | ||
| 46 | First Heartland Consultants, Inc. | 68,918 | 1,318,000 | 0.20% | ||
| 47 | FIRST TRUST ADVISORS LP | 66,406 | 1,270,000 | 0.19% | ||
| 48 | Investors Capital Advisory Services | 65,679 | 1,256,000 | 0.19% | ||
| 49 | IFP ADVISORS, INC | 63,937 | 1,223,000 | 0.18% | ||
| 50 | CIBC WORLD MARKET INC. | 62,738 | 1,200,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
