| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
326,978 |
4,470,000 |
12.17% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
322,475 |
4,408,000 |
12.00% |
|
|
| 3 |
MORGAN STANLEY |
306,340 |
4,188,000 |
11.40% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
282,164 |
3,857,000 |
10.50% |
|
|
| 5 |
Invesco Ltd. |
168,978 |
2,310,000 |
6.29% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
160,000 |
2,187,000 |
5.95% |
|
|
| 7 |
SII INVESTMENTS INC/WI |
144,714 |
1,980,000 |
5.39% |
|
|
| 8 |
PROFICIO CAPITAL PARTNERS LLC |
137,870 |
1,965,000 |
5.35% |
|
|
| 9 |
Advisors Asset Management, Inc. |
120,029 |
1,641,000 |
4.47% |
|
|
| 10 |
Laurion Capital Management LP |
111,230 |
1,521,000 |
4.14% |
|
|
| 11 |
Saba Capital Management, L.P. |
110,919 |
1,516,000 |
4.13% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
100,236 |
1,370,000 |
3.73% |
|
|
| 13 |
B. Riley Wealth Advisors, Inc. |
95,950 |
1,312,000 |
3.57% |
|
|
| 14 |
Capital Investment Advisors, LLC |
76,990 |
1,052,000 |
2.86% |
|
|
| 15 |
FRANKLIN RESOURCES INC |
41,373 |
566,000 |
1.54% |
|
|
| 16 |
LPL Financial LLC |
32,220 |
439,000 |
1.19% |
|
|
| 17 |
ADVISOR GROUP, INC. |
31,529 |
430,000 |
1.17% |
|
|
| 18 |
CITIGROUP INC |
27,945 |
382,000 |
1.04% |
|
|
| 19 |
UBS Group AG |
25,679 |
351,000 |
0.96% |
|
|
| 20 |
HOLLENCREST CAPITAL MANAGEMENT |
10,585 |
145,000 |
0.39% |
|
|
| 21 |
Bank of New York Mellon Corp |
10,300 |
141,000 |
0.38% |
|
|
| 22 |
Commonwealth Equity Services, Inc |
10,060 |
138,000 |
0.38% |
|
|
| 23 |
ROYAL BANK OF CANADA |
7,588 |
103,000 |
0.28% |
|
|
| 24 |
ROBINSON CAPITAL MANAGEMENT, LLC |
4,500 |
62,000 |
0.17% |
|
|
| 25 |
MSI Financial Services Inc |
4,398 |
60,000 |
0.16% |
|
|
| 26 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,700 |
51,000 |
0.14% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,574 |
35,000 |
0.10% |
|
|
| 28 |
D.A. DAVIDSON & CO. |
2,125 |
29,000 |
0.08% |
|
|
| 29 |
Advisory Services Network, LLC |
1,400 |
19,000 |
0.05% |
|
|
| 30 |
GUGGENHEIM CAPITAL LLC |
890 |
12,000 |
0.03% |
|
PRN |
| 31 |
PENSERRA CAPITAL MANAGEMENT LLC |
179 |
2,000 |
0.01% |
|
|
| 32 |
WOLVERINE TRADING LP /BD |
48 |
650 |
0.00% |
|
|
