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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 79 Institutional holders with a total value of $217,675,852.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,647,293 31,825,000 14.62%
2 TRUSTMARK BANK TRUST DEPARTMENT 952,029 18,394,000 8.45%
3 LPL Financial LLC 898,443 17,331,000 7.96%
4 BANK OF AMERICA CORP /DE/ 884,809 17,095,000 7.85%
5 WELLS FARGO & COMPANY/MN 879,973 17,001,000 7.81%
6 Raymond James Financial Services Advisors, Inc. 739,247 14,282,000 6.56%
7 UBS Group AG 688,822 13,308,000 6.11%
8 Stratos Wealth Partners, LTD. 677,774 13,095,000 6.02%
9 ROYAL BANK OF CANADA 341,914 6,606,000 3.03%
10 AMERIPRISE FINANCIAL INC 261,021 5,045,000 2.32%
11 Cambridge Investment Research Advisors, Inc. 237,493 4,588,000 2.11%
12 Commonwealth Equity Services, Inc 191,296 3,696,000 1.70%
13 BAIRD FINANCIAL GROUP, INC. 177,603 3,463,000 1.59%
14 Summit Financial Wealth Advisors, LLC 179,140 3,461,000 1.59%
15 ADVISOR GROUP, INC. 157,880 3,048,000 1.40%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 153,636 2,968,000 1.36%
17 IFP ADVISORS, INC 136,645 2,640,000 1.21%
18 BSC PRIVATE WEALTH MANAGEMENT, LLC 132,245 2,551,000 1.17%
19 RAYMOND JAMES & ASSOCIATES 120,934 2,336,000 1.07%
20 MSI Financial Services Inc 118,417 2,288,000 1.05%
21 SII INVESTMENTS INC/WI 108,918 2,105,000 0.97%
22 GENEOS WEALTH MANAGEMENT INC. 107,875 2,089,000 0.96%
23 HL FINANCIAL SERVICES LLC 103,506 2,000,000 0.92%
24 Janney Montgomery Scott LLC 108,406 1,988,000 0.91%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,483 1,557,000 0.72%
26 IFC Holdings Incorporated/FL 79,361 1,535,000 0.71%
27 BB&T SECURITIES, LLC 76,451 1,477,000 0.68%
28 PNC FINANCIAL SERVICES GROUP, INC. 63,480 1,226,000 0.56%
29 Cetera Advisor Networks LLC 56,323 1,090,000 0.50%
30 D.A. DAVIDSON & CO. 56,366 1,088,000 0.50%
31 First Allied Advisory Services, Inc. 54,333 1,049,000 0.48%
32 Private Harbour Investment Management & Counsel, LLC 52,100 1,007,000 0.46%
33 BERGANKDV WEALTH MANAGEMENT, LLC 51,065 987,000 0.45%
34 NATIONAL PLANNING CORP 50,154 974,000 0.45%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 46,298 894,000 0.41%
36 STIFEL FINANCIAL CORP 39,192 759,000 0.35%
37 First Heartland Consultants, Inc. 38,964 753,000 0.35%
38 Cetera Advisors LLC 34,941 675,000 0.31%
39 INVESTMENT CENTERS OF AMERICA INC 33,815 653,000 0.30%
40 Dynamic Advisor Solutions LLC 29,353 567,000 0.26%
41 PRIVATE TRUST CO NA 28,321 547,000 0.25%
42 Private Advisor Group, LLC 26,892 519,000 0.24%
43 Capital Analysts, LLC 25,700 496,524 0.23%
44 CITIGROUP INC 24,305 470,000 0.22%
45 CETERA INVESTMENT ADVISERS 22,848 442,000 0.20%
46 OPPENHEIMER & CO INC 21,909 423,000 0.19%
47 WEDBUSH SECURITIES INC 21,625 418,000 0.19%
48 VSR Financial Services, Inc. 20,814 402,000 0.18%
49 Sigma Planning Corp 20,134 389,000 0.18%
50 ENVESTNET ASSET MANAGEMENT INC 18,531 358,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.