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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 BOSTON BEER INC 6,091,258 141,789 26.98%
2 SUMMIT HOTEL PPTYS 1,052,944 13,942 2.65%
3 VEREIT 481,735 4,888 0.93%
4 AT&T INC 277,693 11,987 2.28%
5 ALTRIA GROUP INC 243,508 16,804 3.20%
6 SPDR SER TR 206,386 17,310 3.29%
7 NUVEEN PREFERRED SECURITIES 197,101 1,824 0.35%
8 MDU RES GROUP INC 180,298 4,329 0.82%
9 ISHARES TR 159,780 6,373 1.21%
10 APPLE INC 142,115 13,602 2.59%
11 CALAMOS CONV & HIGH INCOME F 126,901 1,348 0.26%
12 FIRST TR VALUE LINE DIVID INSHS 124,736 3,361 0.64%
13 PFIZER INC 118,478 4,173 0.79%
14 VERIZON COMMUNICATIONS INC 113,502 6,341 1.21%
15 ANNALY CAP MGMT INC 108,819 1,219 0.23%
16 HOSPITALITY PPTYS TR 108,050 3,112 0.59%
17 ISHARES TR 103,007 6,835 1.30%
18 KEYCORP 100,275 1,110 0.21%
19 ALPS ETF TR 97,763 1,239 0.24%
20 BANK AMER CORP 94,143 1,251 0.24%
21 ASHFORD HOSPITALITY TR INC 91,500 493 0.09%
22 KINDER MORGAN INC DEL 88,193 1,646 0.31%
23 PROCTER AND GAMBLE CO 87,032 7,360 1.40%
24 BP PLC 86,850 3,091 0.59%
25 VANGUARD INDEX FDS 83,857 7,433 1.41%
26 POWERSHARES ETF TRUST 78,857 1,516 0.29%
27 FIRST TR EXCHANGE TRADED FD 77,035 1,722 0.33%
28 EXXON MOBIL CORP 72,341 6,779 1.29%
29 DREYFUS HIGH YIELD STRATEGIE 71,292 238 0.05%
30 BLACKROCK FLOATING RATE INCO 69,324 900 0.17%
31 MERCK & CO INC 68,357 3,963 0.75%
32 VANGUARD SPECIALIZED FUNDS 66,291 5,502 1.05%
33 EATON VANCE LTD DURATION INC 65,588 878 0.17%
34 JOHNSON & JOHNSON 62,462 7,556 1.44%
35 PHILIP MORRIS INTL INC 61,474 6,238 1.19%
36 SPRINT CORP 60,405 276 0.05%
37 UBS AG JERSEY BRH 60,010 1,257 0.24%
38 SELECT SECTOR SPDR TR 59,771 1,367 0.26%
39 VANGUARD WHITEHALL FDS 59,483 4,251 0.81%
40 MONDELEZ INTL INC 57,988 2,651 0.50%
41 Northstar Realty Fin REIT 55,828 634 0.12%
42 POWERSHARES ETF TRUST 55,773 786 0.15%
43 NUVEEN FLTNG RTE INCM OPP FD 55,183 566 0.11%
44 FAIRMOUNT SANTROL HLDGS INC 52,695 406 0.08%
45 ALLIANT ENERGY CORP 52,294 2,083 0.40%
46 ABBVIE INC 51,803 3,187 0.61%
47 DUKE ENERGY CORP NEW 51,680 4,439 0.84%
48 XCEL ENERGY INC 50,478 2,259 0.43%
49 MATTEL INC 49,974 1,561 0.30%
50 HEALTHCARE TR AMER INC 48,440 1,568 0.30%
Page 1 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
151 ISHARES TR 9,197 1,174 0.13%
152 POWERSHARES ETF TRUST 82,486 1,166 0.13%
153 ISHARES TR 10,089 1,150 0.13%
154 ISHARES TR 10,426 1,150 0.13%
155 SELECT SECTOR SPDR TR 14,520 1,136 0.13%
156 ISHARES TR 32,837 1,133 0.13%
157 NEXTERA ENERGY INC 8,623 1,126 0.13%
158 BROOKFIELD TOTAL RETURN FD I 49,893 1,125 0.13%
159 KEYCORP 100,395 1,111 0.12%
160 ARROW ETF TR 59,439 1,110 0.12%
161 YUM BRANDS INC 13,375 1,107 0.12%
162 GLOBAL X FDS 42,479 1,086 0.12%
163 VANGUARD INTL EQUITY INDEX F 22,724 1,066 0.12%
164 WISDOMTREE TR 11,554 1,054 0.12%
165 PIMCO ETF TR 9,738 1,047 0.12%
166 VANGUARD INDEX FDS 11,653 1,035 0.12%
167 CASEY'S GENERAL STORES INC COM 7,822 1,027 0.12%
168 EATON VANCE LTD DURATION INC 76,119 1,021 0.11%
169 EXELON CORP 27,813 1,007 0.11%
170 SELECT INCOME REIT 38,513 998 0.11%
171 SCHLUMBERGER LTD 12,541 997 0.11%
172 ISHARES TR 6,923 997 0.11%
173 VANGUARD INDEX FDS 10,382 995 0.11%
174 UNITED PARCEL SERVICE INC 9,192 993 0.11%
175 US BANCORP DEL 24,617 992 0.11%
176 INTERCONTINENTAL HOTELS GROU 26,249 984 0.11%
177 UNION PAC CORP 11,234 978 0.11%
178 CVS HEALTH CORP 10,029 975 0.11%
179 EATON CORP PLC 16,072 960 0.11%
180 FIFTH THIRD BANCORP 54,140 953 0.11%
181 CLAYMORE EXCHANGE TRD FD TR 38,250 950 0.11%
182 ISHARES 18,319 946 0.11%
183 VANGUARD WORLD FD 8,798 942 0.11%
184 JPMORGAN CHASE & CO 28,709 913 0.10%
185 ALPHABET INC 1,296 912 0.10%
186 SELECT SECTOR SPDR TR 20,948 907 0.10%
187 CLAYMORE EXCHANGE TRD FD TR 38,350 907 0.10%
188 CLAYMORE EXCHANGE TRD FD TR 37,750 894 0.10%
189 ISHARES TR 8,439 893 0.10%
190 POWERSHARES ETF TRUST II 38,087 876 0.10%
191 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 37,787 873 0.10%
192 ALPHABET INC 1,241 855 0.10%
193 COLUMBIA PPTY TR INC 39,870 853 0.10%
194 NETFLIX INC 9,359 852 0.10%
195 SPDR SER TR 19,107 839 0.09%
196 Northstar Realty Fin REIT 73,470 835 0.09%
197 EMERSON ELEC CO 16,028 834 0.09%
198 HCP INC 23,222 832 0.09%
199 CONTINENTAL RESOURE 18,222 825 0.09%
200 ISHARES TR 17,490 818 0.09%
Page 4 of 11