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Institutional Investment Manager
BlackRock Finance, Inc.
BlackRock Finance, Inc. (CIK: 0001364742) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 50 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,779 holdings with a total value of $70,658,438,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SEARS CDA INC 2 0 0.00%
2 INDEXIQ ETF TR 16 0 0.00%
3 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
4 NUVEEN VIRGINIA QLTY MUNCPL 1 0 0.00%
5 AUDIOVOX CORP CL A 59 0 0.00%
6 MONROE CAP CORP 8 0 0.00%
7 TOKAI PHARMACEUTICALS INC COM 446 0 0.00%
8 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 4 0 0.00%
9 ISHARES TR 2 0 0.00%
10 AMERICAN INTL GROUP INC 14 0 0.00%
11 ROKA BIOSCIENCE INC COM NEW 12 0 0.00%
12 SECOND SIGHT MED PRODS INC 192 0 0.00%
13 PENN WEST PETE LTD NEW 3 0 0.00%
14 Navidea Biopharm Inc 1 0 0.00%
15 ISHARES TR 2 0 0.00%
16 ATLANTICUS HLDGS CORP 96 0 0.00%
17 RYDEX ETF TRUST 5 0 0.00%
18 MESOBLAST LTD 15 0 0.00%
19 SPDR SER TR 2 0 0.00%
20 NET 1 UEPS TECHNOLOGIES INC 14 0 0.00%
21 GEVO INC 508 0 0.00%
22 ISHARES TR 8 0 0.00%
23 HEMISPHERX BIOPHARMA INC 42 0 0.00%
24 PROSHARES TR ULTRAPRO QQQ 2 0 0.00%
25 ALPS ETF TR 15 0 0.00%
26 FIDELITY 1 0 0.00%
27 AVEO PHARMACEUTICALS INC 669 0 0.00%
28 INTREPID POTASH INC 20 0 0.00%
29 ENERGY FUELS INC 20 0 0.00%
30 GLOBAL X FDS 4 0 0.00%
31 BLACKBERRY LTD 29 0 0.00%
32 BALLARD PWR SYS INC NEW 75 0 0.00%
33 GSV CAP CORP 50 0 0.00%
34 PIMCO ETF TR 5 0 0.00%
35 SIERRA WIRELESS INC 24 0 0.00%
36 FIDELITY 14 0 0.00%
37 ALLIANCE HEALTHCARE SRVCS IN 45 0 0.00%
38 COLUMBIA ETF TR II 20 0 0.00%
39 VOXELJET AG 25 0 0.00%
40 FIRST TR LRGE CP CORE ALPHA 7 0 0.00%
41 AVIRAGEN THERAPEUTICS INC 3 0 0.00%
42 ARCH COAL INC CL A 2 0 0.00%
43 CEL SCI CORP 210 0 0.00%
44 APRICUS BIOSCIENCES INC 262 0 0.00%
45 ISHARES TR 1 0 0.00%
46 IMATION CORP 1 0 0.00%
47 Fidelity Total Bd ETF 8 0 0.00%
48 ROCKET FUEL INC 200 0 0.00%
49 WESTPORT FUEL SYSTEMS INC 31 0 0.00%
50 ISHARES TR 8 0 0.00%
Page 1 of 76

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086364-17-000005, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.