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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 33 Institutional holders with a total value of $33,286,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 290,667 7,910,000 23.76%
2 Camelot Portfolios, LLC 161,589 4,397,000 13.21%
3 Texas Yale Capital Corp. 102,355 2,785,000 8.37%
4 MORGAN STANLEY 86,473 2,353,000 7.07%
5 WELLS FARGO & COMPANY/MN 75,679 2,060,000 6.19%
6 SYNOVUS FINANCIAL CORP 68,307 1,859,000 5.58%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,567 1,730,000 5.20%
8 LPL Financial LLC 51,886 1,420,000 4.27%
9 RAYMOND JAMES & ASSOCIATES 41,531 1,130,000 3.39%
10 Cambridge Investment Research Advisors, Inc. 37,940 1,032,000 3.10%
11 UBS Group AG 32,099 873,000 2.62%
12 MSI Financial Services Inc 28,132 766,000 2.30%
13 SG Americas Securities, LLC 25,612 697,000 2.09%
14 Raymond James Financial Services Advisors, Inc. 24,772 674,000 2.02%
15 AMERIPRISE FINANCIAL INC 19,988 544,000 1.63%
16 Efficient Advisors, LLC 17,012 463,000 1.39%
17 NTV ASSET MANAGEMENT LLC 17,000 462,000 1.39%
18 ADVISOR GROUP, INC. 15,437 420,000 1.26%
19 ROYAL BANK OF CANADA 15,383 418,000 1.26%
20 JANE STREET GROUP, LLC 14,756 402,000 1.21%
21 ENVESTNET ASSET MANAGEMENT INC 13,831 377,000 1.13%
22 BANK HAPOALIM BM 8,877 242,000 0.73%
23 Ancora Advisors LLC 3,497 95,000 0.29%
24 GENEOS WEALTH MANAGEMENT INC. 1,983 53,000 0.16%
25 Financial Architects, Inc 1,220 33,000 0.10%
26 IFP ADVISORS, INC 1,101 30,000 0.09%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 954 26,000 0.08%
28 Gradient Investments LLC 547 15,000 0.05%
29 SEI INVESTMENTS CO 300 8,000 0.02%
30 Orion Porfolio Solutions, LLC 300 8,000 0.02%
31 Creative Planning 160 4,000 0.01%
32 BlackRock Finance, Inc. 16 0 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.