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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 42 Institutional holders with a total value of $32,953,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 761,904 8,915,000 27.05%
2 WELLS FARGO & COMPANY/MN 725,944 8,494,000 25.78%
3 UBS Group AG 372,293 4,356,000 13.22%
4 Perkins Coie Trust Co 127,864 1,496,000 4.54%
5 BANK OF AMERICA CORP /DE/ 117,894 1,380,000 4.19%
6 CITADEL ADVISORS LLC 78,011 913,000 2.77%
7 RAYMOND JAMES & ASSOCIATES 68,345 800,000 2.43%
8 ROYAL BANK OF CANADA 63,461 743,000 2.25%
9 AVIANCE CAPITAL MANAGEMENT, LLC 58,910 689,000 2.09%
10 OPPENHEIMER & CO INC 56,359 659,000 2.00%
11 Creative Planning 41,733 488,000 1.48%
12 Merriman Wealth Management, LLC 37,000 433,000 1.31%
13 First Allied Advisory Services, Inc. 36,690 429,000 1.30%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,040 422,000 1.28%
15 Ledyard National Bank 32,520 380,000 1.15%
16 LPL Financial LLC 29,367 345,000 1.05%
17 JANE STREET GROUP, LLC 23,860 279,000 0.85%
18 SUNTRUST BANKS INC 20,151 235,000 0.71%
19 M&T BANK CORP 19,240 225,000 0.68%
20 MSI Financial Services Inc 16,170 189,000 0.57%
21 STIFEL FINANCIAL CORP 14,099 165,000 0.50%
22 Virtu KCG Holdings LLC 12,207 143,000 0.43%
23 WHITTIER TRUST CO 11,600 136,000 0.41%
24 Janney Montgomery Scott LLC 10,106 118,000 0.36%
25 FIFTH THIRD BANCORP 9,956 116,000 0.35%
26 U S GLOBAL INVESTORS INC 10,000 116,000 0.35%
27 PNC FINANCIAL SERVICES GROUP, INC. 7,600 89,000 0.27%
28 TRUST CO OF VERMONT 6,950 81,000 0.25%
29 SARGENT BICKHAM LAGUDIS LLC 3,781 44,000 0.13%
30 ENVESTNET ASSET MANAGEMENT INC 1,589 18,000 0.05%
31 HOWE & RUSLING INC 1,000 12,000 0.04%
32 WFG Advisors, LP 1,012 12,000 0.04%
33 CITIGROUP INC 775 9,000 0.03%
34 CLEAR PERSPECTIVE ADVISORS, LLC 700 8,000 0.02%
35 IFP ADVISORS, INC 605 7,000 0.02%
36 Ameritas Investment Partners, Inc. 505 5,000 0.02%
37 GENEOS WEALTH MANAGEMENT INC. 200 2,000 0.01%
38 ADVISOR GROUP, INC. 182 2,000 0.01%
39 BlackRock Finance, Inc. 1 0 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%
41 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 6 0 0.00%
42 US BANCORP \DE\ 42 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.