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Institutional Investment Manager
Mariner, LLC
Mariner, LLC (CIK: 0001373442) incorporated in Kansas, located at 5700 W. 112th Street, Overland Park, KS. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 812 holdings with a total value of $2,069,913,000.
#
Name
Shares
Value ($)
%
Options
Notes
751 POWERSHARES ETF TR II 172 7,000 0.00%
752 ISHARES TR 250 7,000 0.00%
753 SPDR SER TR 93 6,000 0.00%
754 ISHARES TR 130 6,000 0.00%
755 WISDOMTREE TR 96 6,000 0.00%
756 NAVISTAR INTL CORP NEW 282 6,000 0.00%
757 PIMCO ETF TR 56 6,000 0.00%
758 BARCLAYS BANK 1,010 6,000 0.00%
759 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 188 5,000 0.00%
760 POWERSHARES ETF TRUST 88 5,000 0.00%
761 ALPS ETF TR 200 5,000 0.00%
762 ISHARES TR 47 5,000 0.00%
763 ISHARES TR 100 4,000 0.00%
764 POWERSHARES ETF TR II 110 4,000 0.00%
765 ISHARES INC 170 4,000 0.00%
766 ISHARES TR 50 4,000 0.00%
767 CVS HEALTH CORP 3,200 4,000 0.00% Put
768 PROSHARES ULTRASHORT RUSSELL2000 160 4,000 0.00%
769 ISHARES TR 100 4,000 0.00%
770 ISHARES TR 108 4,000 0.00%
771 ISHARES MSCI BIC ETF 130 4,000 0.00%
772 PROSHARES TR 52 4,000 0.00%
773 SPDR INDEX SHS FDS 149 4,000 0.00%
774 CLAYMORE EXCHANGE TRD FD TR 125 3,000 0.00%
775 POWERSHARES ETF TRUST II 179 3,000 0.00%
776 SPDR INDEX SHS FDS 91 3,000 0.00%
777 SPDR S&P 600 SMALL CAP GROWTH ETF 15 3,000 0.00%
778 SPDR SERIES TRUST 95 3,000 0.00%
779 GLOBAL X FDS 210 3,000 0.00%
780 WISDOMTREE TRUST MANAGED FUTURES STRATEGY 71 3,000 0.00%
781 WAL-MART STORES INC 2,500 3,000 0.00% Put
782 ISHARES TR 31 3,000 0.00%
783 ISHARES TRUST CMBS ETF 65 3,000 0.00%
784 ISHARES INC 88 2,000 0.00%
785 ISHARES INC 123 2,000 0.00%
786 ISHARES TR 35 2,000 0.00%
787 ISHARES TR 58 2,000 0.00%
788 ISHARES TR 45 2,000 0.00%
789 ISHARES TR 39 2,000 0.00%
790 GLOBAL X S&P 500 CATHOLIC VALUES ETF 76 2,000 0.00%
791 ISHARES INC 54 2,000 0.00%
792 CITIGROUP INC 34,200 2,000 0.00%
793 PROSHARES TR 50 2,000 0.00%
794 ISHARES TR 26 2,000 0.00%
795 RYDEX ETF TRUST 48 1,000 0.00%
796 RYDEX ETF TRUST 24 1,000 0.00%
797 PROSHARES TR 82 1,000 0.00%
798 PROSHARES TR 50 1,000 0.00%
799 PROSHARES TR 62 1,000 0.00%
800 GLOBAL X FDS 83 1,000 0.00%
Page 16 of 17

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-012063, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.