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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 92 Institutional holders with a total value of $228,886,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 156,916 29,993,000 13.10%
2 Capital Directions Investment Advisors, LLC 137,537 26,289,000 11.49%
3 LPL Financial LLC 116,084 22,021,000 9.62%
4 ASSETMARK, INC 69,789 13,339,000 5.83%
5 FAS Wealth Partners, Inc. 52,511 10,037,000 4.39%
6 WELLS FARGO & COMPANY/MN 50,772 9,705,000 4.24%
7 HighTower Advisors, LLC 50,500 9,645,000 4.21%
8 MORGAN STANLEY 49,128 9,391,000 4.10%
9 HENGEHOLD CAPITAL MANAGEMENT LLC 46,288 8,847,000 3.87%
10 UBS Group AG 43,179 8,253,000 3.61%
11 KRILOGY FINANCIAL LLC 42,844 8,189,000 3.58%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,589 7,376,000 3.22%
13 Raymond James Financial Services Advisors, Inc. 34,324 6,561,000 2.87%
14 Commonwealth Equity Services, Inc 23,986 4,585,000 2.00%
15 BERGANKDV WEALTH MANAGEMENT, LLC 23,001 4,396,000 1.92%
16 JANE STREET GROUP, LLC 22,409 4,283,000 1.87%
17 TILLER PRIVATE WEALTH, INC. 22,033 4,211,000 1.84%
18 Vantage Investment Advisors, LLC 17,318 3,310,000 1.45%
19 AMERIPRISE FINANCIAL INC 16,363 3,124,000 1.36%
20 CARNICK & KUBIK GROUP, LLC 14,441 2,760,000 1.21%
21 Tradewinds Capital Management, LLC 13,384 2,558,000 1.12%
22 10-15 ASSOCIATES, INC. 12,950 2,475,000 1.08%
23 B. Riley Wealth Advisors, Inc. 12,712 2,430,000 1.06%
24 GHP Investment Advisors, Inc. 12,411 2,372,000 1.04%
25 EisnerAmper Wealth Management Corporate Benefits, LLC 9,218 1,752,000 0.77%
26 Cambridge Investment Research Advisors, Inc. 8,381 1,602,000 0.70%
27 CORRIGAN FINANCIAL, INC. 7,912 1,512,245 0.66%
28 PINNACLE FINANCIAL PARTNERS INC 7,887 1,491,000 0.65%
29 Courage Miller Partners, LLC 5,001 956,000 0.42%
30 Bank of New York Mellon Corp 4,949 946,000 0.41%
31 ROYAL BANK OF CANADA 4,242 811,000 0.35%
32 RAYMOND JAMES & ASSOCIATES 4,137 791,000 0.35%
33 MSI Financial Services Inc 4,096 783,000 0.34%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,035 772,000 0.34%
35 One Capital Management, LLC 3,710 709,000 0.31%
36 VOYA FINANCIAL ADVISORS, INC. 3,753 709,000 0.31%
37 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 3,265 624,000 0.27%
38 ProVise Management Group, LLC 3,261 624,000 0.27%
39 ENVESTNET ASSET MANAGEMENT INC 3,101 593,000 0.26%
40 WealthTrust-Arizona, LLC 3,000 573,000 0.25%
41 Atlas Brown,Inc. 2,997 573,000 0.25%
42 Valmark Advisers, Inc. 2,974 568,000 0.25%
43 Freedom Investment Management, Inc. 2,762 528,000 0.23%
44 Noven Financial Group, Inc. 2,622 501,000 0.22%
45 IFP ADVISORS, INC 2,200 421,000 0.18%
46 Private Advisor Group, LLC 2,042 387,000 0.17%
47 Citizens Business Bank 1,891 361,000 0.16%
48 CORNERSTONE WEALTH MANAGEMENT, LLC 1,635 310,000 0.14%
49 Sigma Planning Corp 1,572 301,000 0.13%
50 Regal Investment Advisors LLC 1,529 292,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.