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Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 4,149 holdings with a total value of $371,571,711,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 STAR GAS PARTNERS L P 20,300 126,000 0.00%
202 FONAR CORP 10,339 126,000 0.00%
203 AXT INC 59,474 127,000 0.00%
204 Quantum Fuel Systems Tech Worl 22,125 127,000 0.00%
205 PMFG INC 24,371 128,000 0.00%
206 TRINA SOLAR ADR REPTG 50 ORD 10,101 129,000 0.00%
207 AMERISERV FINL INC 37,150 129,000 0.00%
208 TRC COS INC 20,950 130,000 0.00%
209 ZION OIL & GAS INC 63,023 130,000 0.00%
210 NCI INC 14,602 130,000 0.00%
211 WET SEAL INC 143,486 131,000 0.00%
212 RELM WIRELESS CORP 33,877 131,000 0.00%
213 INVESCO TR INVT GRADE MUNS 10,051 131,000 0.00%
214 R C M Technologies Inc 20,690 132,000 0.00%
215 I D SYSTEMS INC 24,482 133,000 0.00%
216 TEMPLETON GLOBAL INCOME FD 16,100 133,000 0.00%
217 AMBASSADORS GROUP INC 28,977 134,000 0.00%
218 UQM TECHNOLOGIES INC COM 59,955 136,000 0.00%
219 ATLANTIC AMERN CORP 35,599 137,000 0.00%
220 PSIVIDA CORP 31,465 137,000 0.00%
221 SOUTHERN NATL BANCORP OF VA COM 12,558 140,000 0.00%
222 EATON VANCE ENHANCED EQUITY 10,401 140,000 0.00%
223 METALICO INC 113,681 140,000 0.00%
224 ATTUNITY LTD 18,013 140,000 0.00%
225 SIGA TECHNOLOGIES ORD 49,668 140,000 0.00%
226 TECUMSEH PRODS CO 27,542 140,000 0.00%
227 KOSS CORP 44,087 141,000 0.00%
228 LAKES ENTERTAINMEN 30,020 141,000 0.00%
229 NUVEEN PREM INCOME MUN FD 10,468 142,000 0.00%
230 UNI PIXEL INC COM NEW 17,658 142,000 0.00%
231 MEI PHARMA INC 22,487 143,000 0.00%
232 MOSYS INC 45,996 144,000 0.00%
233 NOVAGOLD RES INC 34,408 145,000 0.00%
234 BCB BANCORP INC 10,753 145,000 0.00%
235 Odyssey Marine Exploration Inc 86,914 146,000 0.00%
236 WESTELL TECHNOLOGIES INC 60,184 147,000 0.00%
237 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 12,000 147,000 0.00%
238 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 14,591 148,000 0.00%
239 TOWERSTREAM CORP 76,857 149,000 0.00%
240 LO-JACK CORP 27,622 150,000 0.00%
241 WESTERN ASSET MANAGED MUNS F 11,445 150,000 0.00%
242 ADEPT TECHNOLOGY INC 14,427 151,000 0.00%
243 PLANET PAYMENT INC 53,065 151,000 0.00%
244 ALEXZA PHARMACEUTICALS INC COM NEW 33,445 153,000 0.00%
245 NUVEEN MUN MKT OPPORTUNITY F 11,511 154,000 0.00%
246 VIASYSTEMS GROUP INC 14,170 154,000 0.00%
247 INVESCO MUN OPPORTUNITY TR 12,192 154,000 0.00%
248 FREQUENCY ELECTRS INC 12,489 154,000 0.00%
249 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 17,910 154,000 0.00%
250 LUBYS INC COM 26,304 155,000 0.00%
Page 5 of 83

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001390777-15-000121, filed 2015.08.28). and New Holdings filing (0001390777-16-000211, filed 2016.04.01). Although 0001390777-15-000121 is marked by the manager as a New Holdings filing, our automated system processes it as a Restatement filing.

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.