| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,821,667 | 24,319,000 | 24.76% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 750,393 | 10,018,000 | 10.20% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 588,108 | 7,852,000 | 8.00% | ||
| 4 | Advisors Asset Management, Inc. | 388,662 | 5,189,000 | 5.28% | ||
| 5 | Invesco Ltd. | 374,360 | 4,998,000 | 5.09% | ||
| 6 | Horizon Kinetics LLC | 265,006 | 3,538,000 | 3.60% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 261,525 | 3,491,000 | 3.55% | ||
| 8 | COHEN & STEERS, INC. | 254,449 | 3,397,000 | 3.46% | ||
| 9 | Global Endowment Management, LP | 243,800 | 3,255,000 | 3.31% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 236,685 | 3,159,000 | 3.22% | ||
| 11 | MORGAN STANLEY | 221,929 | 2,963,000 | 3.02% | ||
| 12 | WELLS FARGO & COMPANY/MN | 208,059 | 2,777,000 | 2.83% | ||
| 13 | BB&T SECURITIES, LLC | 18,383 | 2,454,000 | 2.50% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 147,297 | 1,966,000 | 2.00% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 147,186 | 1,965,000 | 2.00% | ||
| 16 | UBS AG | 132,599 | 1,770,000 | 1.80% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 118,915 | 1,588,000 | 1.62% | ||
| 18 | ROYAL BANK OF CANADA | 85,983 | 1,148,000 | 1.17% | ||
| 19 | LPL Financial LLC | 73,887 | 986,000 | 1.00% | ||
| 20 | Gruss Capital Management LP | 70,889 | 946,000 | 0.96% | ||
| 21 | TFS CAPITAL LLC | 65,115 | 869,000 | 0.88% | ||
| 22 | OAK HILL ADVISORS LP | 62,000 | 828,000 | 0.84% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 53,573 | 715,000 | 0.73% | ||
| 24 | FIRST TRUST ADVISORS LP | 49,688 | 663,000 | 0.68% | ||
| 25 | DOLIVER ADVISORS, LP | 47,482 | 634,000 | 0.65% | ||
| 26 | VAN ECK ASSOCIATES CORP | 47,288 | 631,000 | 0.64% | ||
| 27 | ROBINSON CAPITAL MANAGEMENT, LLC | 38,816 | 510,000 | 0.52% | ||
| 28 | Capital Investment Advisors, LLC | 33,658 | 449,000 | 0.46% | ||
| 29 | WHITTIER TRUST CO OF NEVADA INC | 33,500 | 447,000 | 0.46% | ||
| 30 | Forvis Mazars Wealth Advisors, LLC | 30,721 | 410,000 | 0.42% | ||
| 31 | HighTower Advisors, LLC | 30,548 | 408,000 | 0.42% | ||
| 32 | Commonwealth Equity Services, Inc | 28,406 | 379,000 | 0.39% | ||
| 33 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 23,100 | 308,000 | 0.31% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 22,572 | 301,000 | 0.31% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 21,839 | 292,000 | 0.30% | ||
| 36 | MAD RIVER INVESTORS | 20,300 | 271,000 | 0.28% | ||
| 37 | First Allied Advisory Services, Inc. | 19,300 | 258,000 | 0.26% | ||
| 38 | VICUS CAPITAL | 17,045 | 228,000 | 0.23% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 17,000 | 226,950 | 0.23% | ||
| 40 | COMMERCE BANK | 12,000 | 160,000 | 0.16% | ||
| 41 | STIFEL FINANCIAL CORP | 11,973 | 160,000 | 0.16% | ||
| 42 | BENJAMIN F. EDWARDS & COMPANY, INC. | 11,563 | 154,000 | 0.16% | ||
| 43 | Bank of New York Mellon Corp | 11,511 | 154,000 | 0.16% | ||
| 44 | KEYBANK NATIONAL ASSOCIATION/OH | 11,300 | 151,000 | 0.15% | ||
| 45 | SHEETS SMITH WEALTH MANAGEMENT | 10,534 | 141,000 | 0.14% | ||
| 46 | Yellowstone Partners, LLC | 10,400 | 139,000 | 0.14% | ||
| 47 | DEUTSCHE BANK AG\ | 7,500 | 100,000 | 0.10% | ||
| 48 | SECURITY NATIONAL TRUST CO | 7,400 | 99,000 | 0.10% | ||
| 49 | Apriem Advisors | 7,000 | 93,000 | 0.09% | ||
| 50 | Shamrock Asset Management LLC | 5,735 | 77,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
