| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 788,741 | 10,277,000 | 13.86% | ||
| 2 | ALLIANCEBERNSTEIN L.P. | 784,300 | 10,219,000 | 13.78% | ||
| 3 | MORGAN STANLEY | 484,098 | 6,308,000 | 8.51% | ||
| 4 | NEW VERNON INVESTMENT MANAGEMENT LLC | 300,000 | 3,909,000 | 5.27% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 291,948 | 3,804,000 | 5.13% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 248,078 | 3,232,000 | 4.36% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 239,325 | 3,118,000 | 4.21% | ||
| 8 | DEUTSCHE BANK AG\ | 219,249 | 2,856,000 | 3.85% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,684 | 2,589,000 | 3.49% | ||
| 10 | Global Endowment Management, LP | 183,950 | 2,397,000 | 3.23% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 145,400 | 1,895,000 | 2.56% | ||
| 12 | CORNERSTONE ADVISORS INC | 119,422 | 1,556,000 | 2.10% | ||
| 13 | STIFEL FINANCIAL CORP | 113,148 | 1,475,000 | 1.99% | ||
| 14 | Advisors Asset Management, Inc. | 111,467 | 1,452,000 | 1.96% | ||
| 15 | LPL Financial LLC | 106,341 | 1,386,000 | 1.87% | ||
| 16 | Tradewinds Capital Management, LLC | 102,686 | 1,338,000 | 1.80% | ||
| 17 | Gruss Capital Management LP | 100,392 | 1,308,000 | 1.76% | ||
| 18 | Nuveen Asset Management, LLC | 87,469 | 1,140,000 | 1.54% | ||
| 19 | COMERICA BANK | 82,762 | 1,078,000 | 1.45% | ||
| 20 | AQR CAPITAL MANAGEMENT LLC | 79,121 | 1,031,000 | 1.39% | ||
| 21 | TFS CAPITAL LLC | 74,981 | 977,000 | 1.32% | ||
| 22 | UBS AG | 61,133 | 797,000 | 1.07% | ||
| 23 | VAN ECK ASSOCIATES CORP | 55,118 | 718,000 | 0.97% | ||
| 24 | Allianz Asset Management GmbH | 55,000 | 717,000 | 0.97% | ||
| 25 | AMP Capital Investors Ltd | 54,000 | 706,000 | 0.95% | ||
| 26 | Cutler Capital Management, LLC | 52,290 | 681,000 | 0.92% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 50,177 | 654,000 | 0.88% | ||
| 28 | DOLIVER ADVISORS, LP | 36,748 | 479,000 | 0.65% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 34,937 | 455,000 | 0.61% | ||
| 30 | SHUFRO ROSE & CO LLC | 32,900 | 428,000 | 0.58% | ||
| 31 | WELLS FARGO & COMPANY/MN | 26,659 | 348,000 | 0.47% | ||
| 32 | WOLVERINE ASSET MANAGEMENT LLC | 25,708 | 334,000 | 0.45% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 24,614 | 321,000 | 0.43% | ||
| 34 | West Family Investments, Inc. | 24,400 | 318,000 | 0.43% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 23,649 | 307,000 | 0.41% | ||
| 36 | BLB&B Advisors, LLC | 22,059 | 287,000 | 0.39% | ||
| 37 | HighTower Advisors, LLC | 21,679 | 282,000 | 0.38% | ||
| 38 | RAYMOND JAMES TRUST N.A. | 20,351 | 265,000 | 0.36% | ||
| 39 | Virtu KCG Holdings LLC | 17,334 | 226,000 | 0.30% | ||
| 40 | CITIGROUP INC | 16,837 | 219,000 | 0.30% | ||
| 41 | MATHER GROUP, LLC. | 15,791 | 206,000 | 0.28% | ||
| 42 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,470 | 202,000 | 0.27% | ||
| 43 | Commonwealth Equity Services, Inc | 15,315 | 200,000 | 0.27% | ||
| 44 | Robert W. Baird & Co. Inc | 14,690 | 191,000 | 0.26% | ||
| 45 | NWAM LLC | 14,070 | 183,000 | 0.25% | ||
| 46 | Cutter & CO Brokerage, Inc. | 12,635 | 165,000 | 0.22% | ||
| 47 | WESBANCO BANK INC | 10,449 | 136,000 | 0.18% | ||
| 48 | Capital Investment Advisors, LLC | 10,085 | 131,000 | 0.18% | ||
| 49 | Bank of New York Mellon Corp | 10,051 | 131,000 | 0.18% | ||
| 50 | BANK OF MONTREAL /CAN/ | 8,900 | 116,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
