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Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,210 holdings with a total value of $366,196,482,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 AVEO PHARMACEUTICALS INC 66,190 73,000 0.00%
102 CARDICA INC 67,566 73,000 0.00%
103 REGADO BIOSCIENCES INC 65,413 74,000 0.00%
104 LAKE SHORE GOLD CORP 72,870 74,000 0.00%
105 MITEK SYS INC 31,302 75,000 0.00%
106 PHARMATHENE INC COM 42,247 75,000 0.00%
107 Apricus Biosciences, Inc. 50,232 76,000 0.00%
108 WET SEAL INC 143,486 76,000 0.00%
109 COBRA ELECTRS CORP 17,677 76,000 0.00%
110 LRAD CORP 28,584 77,000 0.00%
111 CORONADO BIOSCIENCES INC 36,681 77,000 0.00%
112 TEJON RANCH CO WT EXP 083116 37,879 77,000 0.00%
113 ALEXZA PHARMACEUTICALS INC COM NEW 33,445 78,000 0.00%
114 AMERICAN APPAREL INC COM 95,351 78,000 0.00%
115 GOLDEN ENTERPRISES INC 17,015 79,000 0.00%
116 THESTREET INC 35,231 79,000 0.00%
117 IMPERIAL HLDGS INC 12,345 80,000 0.00%
118 CELSION CORPORATION COM PAR 26,948 80,000 0.00%
119 ENGLOBAL CORP 37,193 80,000 0.00%
120 BALLANTYNE STRONG INC 17,929 80,000 0.00%
121 QUEST RESOURCE HOLDING CORP 46,057 80,000 0.00%
122 Odyssey Marine Exploration Inc 88,051 80,000 0.00%
123 EDGEWATER TECHNOLOGY INC 11,789 81,000 0.00%
124 CUMBERLAND PHARMACEUTICALS I COM 16,343 81,000 0.00%
125 ALPHATEC HOLDINGS INC 47,420 81,000 0.00%
126 EMAGIN CORP COM NEW 34,824 82,000 0.00%
127 NETSOL 22,403 82,000 0.00%
128 TROVAGENE INC 17,949 82,000 0.00%
129 ImmunoCellular Therapeutics Lt 92,013 82,000 0.00%
130 Quantum Fuel Systems Tech Worl 22,125 82,000 0.00%
131 EGAIN CORP 13,748 82,000 0.00%
132 Crown Crafts Inc 11,206 83,000 0.00%
133 INSIGNIA SYS INC 27,165 83,000 0.00%
134 LIQUID HLDGS GROUP INC COM 62,084 84,000 0.00%
135 Red Lion Hotels 14,739 84,000 0.00%
136 ArQule Inc 75,999 85,000 0.00%
137 Ipass Inc 56,175 85,000 0.00%
138 ULTRALIFE CORP 26,379 85,000 0.00%
139 UQM TECHNOLOGIES INC COM 59,955 85,000 0.00%
140 DREYFUS HIGH YIELD STRATEGIE 23,000 85,000 0.00%
141 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 12,985 86,000 0.00%
142 TRUPANION INC 10,082 86,000 0.00%
143 DOVER MOTORSPORTS INC 37,629 87,000 0.00%
144 TRANS WORLD ENTMT CORP 23,787 87,000 0.00%
145 Amern Superconductor Cp 61,551 87,000 0.00%
146 BIOLASE INC 34,948 87,000 0.00%
147 UNI PIXEL INC COM NEW 13,868 88,000 0.00%
148 FRIEDMAN INDS INC 11,138 88,000 0.00%
149 CYCLACEL PHARMACEUTICALS INC 28,849 88,000 0.00%
150 PUTNAM PREMIER INCOME TR 16,307 89,000 0.00%
Page 3 of 85

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-14-000087, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.