| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 6,599,907 | 36,167,000 | 18.89% | ||
| 2 | Relative Value Partners, LLC | 5,674,436 | 31,096,000 | 16.24% | ||
| 3 | 1607 Capital Partners, LLC | 4,910,333 | 26,909,000 | 14.05% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 4,859,258 | 26,629,000 | 13.90% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,637,087 | 14,451,000 | 7.55% | ||
| 6 | UBS AG | 1,249,348 | 6,846,000 | 3.57% | ||
| 7 | Invesco Ltd. | 1,203,775 | 6,597,000 | 3.44% | ||
| 8 | MORGAN STANLEY | 1,144,627 | 6,272,000 | 3.28% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,099,256 | 6,024,000 | 3.15% | ||
| 10 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 900,704 | 4,936,000 | 2.58% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 427,318 | 2,342,000 | 1.22% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 405,470 | 2,222,000 | 1.16% | ||
| 13 | COHEN & STEERS, INC. | 347,600 | 1,905,000 | 0.99% | ||
| 14 | WELLS FARGO & COMPANY/MN | 334,278 | 1,832,000 | 0.96% | ||
| 15 | Bartlett & Co. LLC | 321,251 | 1,760,000 | 0.92% | ||
| 16 | Sterneck Capital Management, LLC | 291,053 | 1,595,000 | 0.83% | ||
| 17 | Addison Capital Co | 202,480 | 1,110,000 | 0.58% | ||
| 18 | Independence Trust CO | 200,550 | 1,099,000 | 0.57% | ||
| 19 | Roundview Capital LLC | 191,277 | 1,048,000 | 0.55% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 189,000 | 1,035,000 | 0.54% | ||
| 21 | LPL Financial LLC | 123,658 | 680,000 | 0.36% | ||
| 22 | SHUFRO ROSE & CO LLC | 123,000 | 674,000 | 0.35% | ||
| 23 | Global Endowment Management, LP | 120,000 | 658,000 | 0.34% | ||
| 24 | Peachtree Investment Advisors, Inc. | 94,000 | 515,000 | 0.27% | ||
| 25 | SMITH, MOORE & CO. | 91,800 | 503,000 | 0.26% | ||
| 26 | Capital Investment Advisors, LLC | 88,569 | 485,000 | 0.25% | ||
| 27 | Point View Wealth Management, Inc. | 82,459 | 452,000 | 0.24% | ||
| 28 | IMA Advisory Services, Inc. | 79,375 | 435,000 | 0.23% | ||
| 29 | Clear Harbor Asset Management, LLC | 78,427 | 430,000 | 0.22% | ||
| 30 | MSI Financial Services Inc | 68,944 | 378,000 | 0.20% | ||
| 31 | GUGGENHEIM CAPITAL LLC | 68,065 | 373,000 | 0.19% | ||
| 32 | Gilman Hill Asset Management, LLC | 65,000 | 356,000 | 0.19% | ||
| 33 | Virtu KCG Holdings LLC | 62,660 | 343,000 | 0.18% | ||
| 34 | GOLDMAN SACHS GROUP INC | 44,797 | 245,000 | 0.13% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 43,544 | 239,000 | 0.12% | ||
| 36 | First Allied Advisory Services, Inc. | 42,615 | 233,000 | 0.12% | ||
| 37 | Investors Capital Advisory Services | 40,426 | 221,000 | 0.12% | ||
| 38 | Pinnacle Summer Investments, Inc. | 30,000 | 164,000 | 0.09% | ||
| 39 | US BANCORP \DE\ | 26,500 | 145,000 | 0.08% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 26,532 | 145,000 | 0.08% | ||
| 41 | CREDIT SUISSE AG/ | 25,000 | 137,000 | 0.07% | ||
| 42 | RAYMOND JAMES TRUST N.A. | 23,161 | 127,000 | 0.07% | ||
| 43 | ROYAL BANK OF CANADA | 21,756 | 119,000 | 0.06% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 20,000 | 110,000 | 0.06% | ||
| 45 | Columbia Asset Management | 20,000 | 110,000 | 0.06% | ||
| 46 | WFG Advisors, LP | 18,867 | 103,000 | 0.05% | ||
| 47 | HOLLENCREST CAPITAL MANAGEMENT | 18,641 | 102,000 | 0.05% | ||
| 48 | DOLIVER ADVISORS, LP | 17,217 | 94,000 | 0.05% | ||
| 49 | Bank of New York Mellon Corp | 16,307 | 89,000 | 0.05% | ||
| 50 | CSS LLC/IL | 14,747 | 81,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
