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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 44 Institutional holders with a total value of $6,282,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 338,117 1,251,000 19.91%
2 DOLIVER ADVISORS, LP 163,962 607,000 9.66%
3 SG Americas Securities, LLC 130,359 482,000 7.67%
4 WOLVERINE ASSET MANAGEMENT LLC 104,403 386,000 6.14%
5 LPL Financial LLC 103,813 386,000 6.14%
6 INVESTMENT CENTERS OF AMERICA INC 100,416 372,000 5.92%
7 MORGAN STANLEY 90,142 333,000 5.30%
8 PALLADIUM PARTNERS LLC 73,414 272,000 4.33%
9 AMERIPRISE FINANCIAL INC 54,476 202,000 3.22%
10 NATIONAL PLANNING CORP 49,751 186,000 2.96%
11 GOLDMAN SACHS GROUP INC 45,705 169,000 2.69%
12 Fernwood Investment Management, LLC 44,400 164,000 2.61%
13 Cambridge Investment Research Advisors, Inc. 37,225 138,000 2.20%
14 B. Riley Wealth Advisors, Inc. 36,547 135,000 2.15%
15 WFG Advisors, LP 36,421 135,000 2.15%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 25,756 95,000 1.51%
17 Bank of New York Mellon Corp 23,000 85,000 1.35%
18 Investors Capital Advisory Services 20,050 74,000 1.18%
19 Commonwealth Equity Services, Inc 19,057 71,000 1.13%
20 SHUFRO ROSE & CO LLC 16,775 62,000 0.99%
21 Virtu KCG Holdings LLC 15,659 58,000 0.92%
22 Capital Investment Advisors, LLC 14,970 55,000 0.88%
23 FORTE CAPITAL LLC /ADV 14,000 52,000 0.83%
24 GSA CAPITAL PARTNERS LLP 13,900 51,000 0.81%
25 UBS AG 13,435 50,000 0.80%
26 Creative Planning 13,428 50,000 0.80%
27 BRAVE ASSET MANAGEMENT INC 12,700 47,000 0.75%
28 NOMURA HOLDINGS INC 11,785 44,000 0.70%
29 Advisors Asset Management, Inc. 10,552 39,000 0.62%
30 SII INVESTMENTS INC/WI 10,000 38,000 0.60%
31 Janney Montgomery Scott LLC 10,127 37,469 0.60%
32 WELLS FARGO & COMPANY/MN 9,761 36,000 0.57%
33 ROYAL BANK OF CANADA 9,396 35,000 0.56%
34 AMERICAN INTERNATIONAL GROUP, INC. 6,797 25,149 0.40%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,376 24,000 0.38%
36 NEXT Financial Group, Inc 4,050 15,000 0.24%
37 FIFTH THIRD BANCORP 2,514 9,000 0.14%
38 Waverly Advisors, LLC 1,000 4,000 0.06%
39 Focused Wealth Management, Inc 920 3,000 0.05%
40 PNC FINANCIAL SERVICES GROUP, INC. 791 3,000 0.05%
41 CITIGROUP INC 527 2,000 0.03%
42 COLONY GROUP LLC 3 0 0.00%
43 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%
44 BANK OF AMERICA CORP /DE/ 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.