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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
251 PBF ENERGY INC 8,577 205 0.00%
252 POWERSHARES ETF TR II 8,234 205 0.00%
253 CDN IMPERIAL BK COMM TORONTO 2,290 205 0.00%
254 ADVISORSHARES TR 8,900 205 0.00%
255 WESTERN ALLIANCE BANCORP 8,784 205 0.00%
256 BUNGE LIMITED 2,491 206 0.00%
257 TWO RIV BANCORP COM 25,953 206 0.00%
258 DIREXION SHS ETF TR 2,769 206 0.00%
259 Vanguard S&P Mid-Cap 400 Value Index ETF 2,273 206 0.00%
260 INTERNATIONAL FLAVORS&FRAGRA 2,193 206 0.00%
261 SWISS HELVETIA FD INC 15,400 206 0.00%
262 CHEGG INC COM 33,387 206 0.00%
263 UNITED FINL BANCORP INC NEW COM 16,301 207 0.00%
264 TEXAS PAC LD TR SUB CTF PROP I T 1,086 207 0.00%
265 ENTEGRIS INC 18,041 207 0.00%
266 NUVEEN INTER DURATION MN TMF 16,510 207 0.00%
267 GABELLI GLB SML & MD CP VAL TR 20,540 208 0.00%
268 POWERSHARES DWA NASDAQ MOMENTUM PORTFOLIO 3,190 208 0.00%
269 CODORUS VY BANCORP INC 10,304 208 0.00%
270 Safeway Inc - Safeway PDC LLC CVR 6,093 208 0.00%
271 BANCO SANTANDER BRASIL S A 32,074 208 0.00%
272 NUVEEN CALIF MUNICPAL VALU FD2 COM 12,873 209 0.00%
273 ORBITAL SCIENCES C 7,702 209 0.00%
274 SYNGENTA AG 3,383 209 0.00%
275 FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 4,586 210 0.00%
276 S&P Developed Ex-U.S. Property Index Fund 5,794 210 0.00%
277 SEVENTY SEVEN ENERGY INC - escrow shares 8,903 211 0.00%
278 ISHARES TR 6,199 211 0.00%
279 ISHARES TR 1,871 211 0.00%
280 KKR INCOME OPPORTUNITIES FD 12,100 211 0.00%
281 COMMERCE BANCSHARES INC 4,769 211 0.00%
282 AIRGAS INC 1,939 211 0.00%
283 GABELLI MULTIMEDIA TR INC 22,967 212 0.00%
284 HAEMONETICS CORP MASS COM 6,184 213 0.00%
285 PNM RES INC 8,468 213 0.00%
286 INVESCO MORTGAGE CAPITAL INC 13,385 213 0.00%
287 FIESTA RESTAURANT GROUP INC COM 4,349 213 0.00%
288 STONE ENERGY CORP 7,168 213 0.00%
289 POWERSECURE INTL INC 23,365 214 0.00%
290 BARCLAYS BANK 9,615 214 0.00%
291 CARDTRONICS INC COM 6,196 214 0.00%
292 JUNIPER NETWORKS 9,871 214 0.00%
293 RLI CORP 5,010 215 0.00%
294 MINERALS TECHNOLOGIES INC 3,677 215 0.00%
295 ZIONS BANCORPORATION 7,528 215 0.00%
296 CNO FINL GROUP INC 12,675 215 0.00%
297 WORKDAY INC 2,670 215 0.00%
298 CKEC 2017-01-20 33.000 C A OPQ 7,214 216 0.00%
299 SPDR INDEX SHS FDS 3,136 216 0.00%
300 DELAWARE ENHANCED GBL DIV & 18,167 216 0.00%
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