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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 2,871 holdings with a total value of $19,721,614,000.
#
Name
Shares
Value ($)
%
Options
Notes
2851 BARCLAYS BANK PLC 10,625 13,000 0.00%
2852 BLUE EARTH INC COM 12,000 13,000 0.00%
2853 SPEED COMM INC 40,000 12,000 0.00%
2854 NORTH ATLANTIC DRILLING LTD 10,482 12,000 0.00%
2855 CYTORI THERAPEUTIC INC 21,793 12,000 0.00%
2856 Comstock Mining Inc 18,744 11,000 0.00%
2857 DISCOVERY LABORATORIES INC N 15,566 10,000 0.00%
2858 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 10,000 9,000 0.00%
2859 TASEKO MINES LTD 15,221 8,000 0.00%
2860 UR ENERGY INC 10,000 8,000 0.00%
2861 SANOFI 10,077 7,000 0.00%
2862 MINES MGMT INC 12,235 6,000 0.00%
2863 STEMCELLS INC COM NEW 11,550 6,000 0.00%
2864 TANZANIAN ROYALTY EXPL CORP 14,300 5,000 0.00%
2865 PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 32,000 5,000 0.00%
2866 DOCUMENT SEC SYS INC COM 14,392 4,000 0.00%
2867 ALPHA NATURAL RESOURCES 11,763 4,000 0.00%
2868 WALTER ENERGY INC COM 19,713 4,000 0.00%
2869 DEJOUR ENERGY INC 20,000 2,000 0.00%
2870 ALPHA NATURAL RESOURCES 20,000 1,000 0.00%
2871 COMMUNITY HEALTH SYS INC NEW 91,591 1,000 0.00%
Page 58 of 58

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-15-000006, filed 2015.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.