| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 11,143,659 | 8,803,000 | 63.16% | ||
| 2 | CQS Cayman LP | 2,941,053 | 2,324,000 | 16.67% | ||
| 3 | BANK OF MONTREAL /CAN/ | 978,584 | 773,000 | 5.55% | ||
| 4 | GAGNON SECURITIES LLC | 826,143 | 653,000 | 4.69% | ||
| 5 | CANADA PENSION PLAN INVESTMENT BOARD | 436,400 | 339,000 | 2.43% | ||
| 6 | UBS Group AG | 409,999 | 324,000 | 2.32% | ||
| 7 | Coe Capital Management, LLC | 318,172 | 251,356 | 1.80% | ||
| 8 | DEUTSCHE BANK AG\ | 202,050 | 159,000 | 1.14% | ||
| 9 | Verity Asset Management, Inc. | 108,724 | 86,000 | 0.62% | ||
| 10 | TANAKA CAPITAL MANAGEMENT INC | 75,967 | 60,000 | 0.43% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 67,575 | 53,000 | 0.38% | ||
| 12 | Virtu KCG Holdings LLC | 26,407 | 21,000 | 0.15% | ||
| 13 | K.J. Harrison & Partners Inc | 25,000 | 19,000 | 0.14% | ||
| 14 | ROYAL BANK OF CANADA | 20,465 | 16,000 | 0.11% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,500 | 15,000 | 0.11% | ||
| 16 | KEELEY ASSET MANAGEMENT CORP | 15,650 | 12,000 | 0.09% | ||
| 17 | VOYA FINANCIAL ADVISORS, INC. | 11,000 | 9,000 | 0.06% | ||
| 18 | MORGAN STANLEY | 11,443 | 9,000 | 0.06% | ||
| 19 | LPL Financial LLC | 10,000 | 8,000 | 0.06% | ||
| 20 | WFG Advisors, LP | 1,500 | 1,000 | 0.01% | ||
| 21 | Tower Research Capital LLC (TRC) | 1,486 | 1,000 | 0.01% | ||
| 22 | TORONTO DOMINION BANK | 1,072 | 1,000 | 0.01% | ||
| 23 | CITIGROUP INC | 383 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
