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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 2,620 holdings with a total value of $11,842,008,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 HECLA MNG CO 35,170 203,000 0.00%
252 ENERSYS 3,334 203,000 0.00%
253 QORVO INC 3,775 204,000 0.00%
254 HERZFELD CARIBBEAN BASIN FD COM 33,505 204,000 0.00%
255 PLANTRONICS INCORPORATED NEW 4,778 204,000 0.00%
256 CLEAN HARBORS INC 3,931 205,000 0.00%
257 WISDOMTREE EMERGING CURRENCY STRATEGY FUND 11,600 205,000 0.00%
258 GUIDEWIRE SOFTWARE INC 3,324 205,000 0.00%
259 STRATEGY SHS 5,649 205,000 0.00%
260 CLAYMORE EXCHANGE TRD FD TR 22,011 205,000 0.00%
261 ISHARES TR 5,940 206,000 0.00%
262 MAXIMUS INC 3,720 206,000 0.00%
263 INVESCO PA VALUE MUN INC TR 14,383 207,000 0.00%
264 EBAY INC 8,676 207,000 0.00%
265 COMPANIA DE MINAS BUENAVENTU 16,101 207,000 0.00%
266 SEABOARD CORP COM 73 207,000 0.00%
267 WISDOMTREE JAPAN 7,432 208,000 0.00%
268 PROSHARES TR 2,805 208,000 0.00%
269 VANECK VECTORS ETF TR 11,983 208,000 0.00%
270 SNAP ON INC 1,328 209,000 0.00%
271 ISHARES US & INTL HIGH YIELD CORPORATE BOND ETF 4,408 210,000 0.00%
272 SL GREEN RLTY CORP 2,034 210,000 0.00%
273 CINEMARK HOLDINGS INC 5,915 210,000 0.00%
274 COEUR MNG INC 17,210 210,000 0.00%
275 MOOG INC CL A 4,025 211,000 0.00%
276 ROGERS COMMUNICATIONS INC 5,098 211,000 0.00%
277 GENESCO INC COM 3,324 212,000 0.00%
278 DIVIDEND & INCOME FUND 19,510 212,000 0.00%
279 WISDOMTREE TR 7,866 212,000 0.00%
280 ASSURANT INC 2,480 212,000 0.00%
281 SPS COMM INC 3,518 212,000 0.00%
282 INGREDION INC 1,625 213,000 0.00%
283 WHITING PETE CORP NEW 25,243 213,000 0.00%
284 MERCURY GENL CORP NEW 4,003 213,000 0.00%
285 BROOKDALE SR LIVING INC 14,149 214,000 0.00%
286 AMERIPRISE FINANCIAL, INC. 10,398 214,000 0.00%
287 NU SKIN ENTERPRISES INC 4,625 215,000 0.00%
288 EATON VANCE MICH MUN BD FD 13,682 215,000 0.00%
289 NUVEEN NEW YORK QLT MUN INCORPORATED FD 13,631 216,000 0.00%
290 VEEVA SYS INC 6,300 218,000 0.00%
291 LILLY ELI & CO 2,754 219,000 0.00%
292 ADVISORSHARES TRUST NEWFLT MULSINC ETF 4,481 219,000 0.00%
293 DEUTSCHE HIGH INCOME TR 24,808 219,000 0.00%
294 NUVEEN SELECT QUALITY MUN FD 14,071 219,000 0.00%
295 WHITEWAVE FOODS CO 4,635 220,000 0.00%
296 AMERICAN EAGLE OUTFITTERS NE 13,788 220,000 0.00%
297 DCP MIDSTREAM LP 6,433 221,000 0.00%
298 FRESENIUS MED CARE AG&CO KGA 5,152 221,000 0.00%
299 COUSINS PROPERTIES INC 21,718 222,000 0.00%
300 GENPACT LIMITED 8,257 222,000 0.00%
Page 6 of 53

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-16-000017, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.