| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 2,091,511 | 32,460,000 | 26.25% | ||
| 2 | 1607 Capital Partners, LLC | 1,230,396 | 19,096,000 | 15.44% | ||
| 3 | MORGAN STANLEY | 634,808 | 9,853,000 | 7.97% | ||
| 4 | Invesco Ltd. | 444,003 | 6,891,000 | 5.57% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 434,687 | 6,746,000 | 5.46% | ||
| 6 | WELLS FARGO & COMPANY/MN | 418,148 | 6,489,000 | 5.25% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 413,029 | 6,410,000 | 5.18% | ||
| 8 | Advisors Asset Management, Inc. | 236,887 | 3,676,000 | 2.97% | ||
| 9 | UBS Group AG | 216,060 | 3,353,000 | 2.71% | ||
| 10 | Oxbow Advisors, LLC | 171,143 | 2,656,000 | 2.15% | ||
| 11 | Fiera Capital Corp | 150,122 | 2,330,000 | 1.88% | ||
| 12 | Weiss Asset Management LP | 139,689 | 2,168,000 | 1.75% | ||
| 13 | NEW VERNON INVESTMENT MANAGEMENT LLC | 130,620 | 2,027,000 | 1.64% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 125,704 | 1,950,000 | 1.58% | ||
| 15 | VAN ECK ASSOCIATES CORP | 109,761 | 1,703,000 | 1.38% | ||
| 16 | NORTHERN CAPITAL MANAGEMENT LLC | 102,215 | 1,586,000 | 1.28% | ||
| 17 | ROBINSON CAPITAL MANAGEMENT, LLC | 84,303 | 1,308,000 | 1.06% | ||
| 18 | VICUS CAPITAL | 66,165 | 1,027,000 | 0.83% | ||
| 19 | FIRST TRUST ADVISORS LP | 61,283 | 951,000 | 0.77% | ||
| 20 | NATIONAL PLANNING CORP | 59,431 | 929,000 | 0.75% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 53,920 | 837,000 | 0.68% | ||
| 22 | GOODWIN DANIEL L | 40,824 | 634,000 | 0.51% | ||
| 23 | NWAM LLC | 39,033 | 606,000 | 0.49% | ||
| 24 | INVESTMENT CENTERS OF AMERICA INC | 36,288 | 563,000 | 0.46% | ||
| 25 | ROYAL BANK OF CANADA | 33,123 | 514,000 | 0.42% | ||
| 26 | Global Endowment Management, LP | 32,565 | 505,000 | 0.41% | ||
| 27 | Private Advisor Group, LLC | 32,053 | 499,000 | 0.40% | ||
| 28 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 30,555 | 475,000 | 0.38% | ||
| 29 | Essex Financial Services, Inc. | 29,060 | 451,000 | 0.36% | ||
| 30 | Shamrock Asset Management LLC | 27,225 | 423,000 | 0.34% | ||
| 31 | DOLIVER ADVISORS, LP | 25,373 | 395,000 | 0.32% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 24,074 | 374,000 | 0.30% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 19,241 | 299,000 | 0.24% | ||
| 34 | WEDBUSH SECURITIES INC | 16,506 | 256,000 | 0.21% | ||
| 35 | TFS CAPITAL LLC | 16,375 | 254,000 | 0.21% | ||
| 36 | BANK OF AMERICA CORP /DE/ | 16,281 | 253,000 | 0.20% | ||
| 37 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 250,000 | 0.20% | ||
| 38 | LPL Financial LLC | 14,071 | 219,000 | 0.18% | ||
| 39 | Tradewinds Capital Management, LLC | 13,771 | 214,000 | 0.17% | ||
| 40 | PROFICIO CAPITAL PARTNERS LLC | 13,118 | 204,000 | 0.16% | ||
| 41 | COMMUNITY BANK & TRUST, WACO, TEXAS | 13,100 | 203,000 | 0.16% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 10,890 | 169,000 | 0.14% | ||
| 43 | BAIRD FINANCIAL GROUP, INC. | 10,680 | 165,000 | 0.13% | ||
| 44 | ADVISOR GROUP, INC. | 10,468 | 161,000 | 0.13% | ||
| 45 | Capital Investment Advisors, LLC | 10,110 | 157,000 | 0.13% | ||
| 46 | JPMORGAN CHASE & CO | 8,900 | 139,000 | 0.11% | ||
| 47 | CITIGROUP INC | 7,181 | 111,000 | 0.09% | ||
| 48 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 109,000 | 0.09% | ||
| 49 | FIFTH THIRD BANCORP | 6,131 | 95,000 | 0.08% | ||
| 50 | MSI Financial Services Inc | 5,235 | 81,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
