| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 423,002 | 2,585,000 | 64.95% | ||
| 2 | DOLIVER ADVISORS, LP | 94,987 | 581,000 | 14.60% | ||
| 3 | LPL Financial LLC | 33,505 | 204,000 | 5.13% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 27,550 | 168,000 | 4.22% | ||
| 5 | Compagnie Lombard Odier SCmA | 16,408 | 102,000 | 2.56% | ||
| 6 | CWM, LLC | 10,100 | 62,000 | 1.56% | ||
| 7 | MORGAN STANLEY | 8,671 | 53,000 | 1.33% | ||
| 8 | Creative Planning | 7,567 | 46,000 | 1.16% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 6,947 | 42,000 | 1.06% | ||
| 10 | IFP ADVISORS, INC | 6,425 | 39,000 | 0.98% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,908 | 24,000 | 0.60% | ||
| 12 | UBS Group AG | 3,713 | 22,000 | 0.55% | ||
| 13 | Sandy Spring Bank | 2,667 | 16,000 | 0.40% | ||
| 14 | US BANCORP \DE\ | 2,100 | 13,000 | 0.33% | ||
| 15 | CITIGROUP INC | 1,000 | 6,000 | 0.15% | ||
| 16 | DEUTSCHE BANK AG\ | 1,100 | 6,000 | 0.15% | ||
| 17 | Kistler-Tiffany Companies, LLC | 740 | 5,000 | 0.13% | ||
| 18 | Tower Research Capital LLC (TRC) | 600 | 4,000 | 0.10% | ||
| 19 | WELLS FARGO & COMPANY/MN | 407 | 2,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
