| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 828,810 | 12,009,000 | 38.00% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 179,103 | 2,595,000 | 8.21% | ||
| 3 | Fiera Capital Corp | 176,872 | 2,563,000 | 8.11% | ||
| 4 | HighTower Advisors, LLC | 131,255 | 1,907,000 | 6.03% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 109,160 | 1,582,000 | 5.01% | ||
| 6 | Laurion Capital Management LP | 89,121 | 1,291,000 | 4.09% | ||
| 7 | MORGAN STANLEY | 86,854 | 1,258,000 | 3.98% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 83,663 | 1,213,000 | 3.84% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 76,305 | 1,106,000 | 3.50% | ||
| 10 | WealthTrust Axiom LLC | 67,175 | 973,000 | 3.08% | ||
| 11 | Hudock, Inc. | 60,074 | 870,000 | 2.75% | ||
| 12 | BLB&B Advisors, LLC | 49,292 | 714,000 | 2.26% | ||
| 13 | ROYAL BANK OF CANADA | 36,163 | 524,000 | 1.66% | ||
| 14 | NATIONAL PLANNING CORP | 28,000 | 395,000 | 1.25% | ||
| 15 | WELLS FARGO & COMPANY/MN | 27,019 | 391,000 | 1.24% | ||
| 16 | CHOREO, LLC | 25,885 | 375,000 | 1.19% | ||
| 17 | M&T BANK CORP | 24,557 | 356,000 | 1.13% | ||
| 18 | WEDBUSH SECURITIES INC | 14,800 | 214,000 | 0.68% | ||
| 19 | LPL Financial LLC | 14,383 | 207,000 | 0.66% | ||
| 20 | UBS Group AG | 13,013 | 189,000 | 0.60% | ||
| 21 | SEVENBRIDGE FINANCIAL GROUP, LLC | 11,053 | 160,000 | 0.51% | ||
| 22 | TFS CAPITAL LLC | 10,947 | 159,000 | 0.50% | ||
| 23 | DOLIVER ADVISORS, LP | 10,585 | 154,000 | 0.49% | ||
| 24 | Janney Montgomery Scott LLC | 11,329 | 145,000 | 0.46% | ||
| 25 | GENEOS WEALTH MANAGEMENT INC. | 6,841 | 99,000 | 0.31% | ||
| 26 | MSI Financial Services Inc | 5,252 | 76,000 | 0.24% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 22,000 | 0.07% | ||
| 28 | DEUTSCHE BANK AG\ | 1,222 | 17,000 | 0.05% | ||
| 29 | Creative Planning | 1,002 | 15,000 | 0.05% | ||
| 30 | Kistler-Tiffany Companies, LLC | 1,000 | 14,000 | 0.04% | ||
| 31 | FIRST MANHATTAN CO. LLC. | 350 | 5,000 | 0.02% | ||
| 32 | WOLVERINE TRADING LP /BD | 72 | 1,036 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
