| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 33,313 | 0 | 0.00% | ||
| 2 | COMMUNITY HEALTH SYS INC NEW | 86,105 | 1,000 | 0.00% | ||
| 3 | Comstock Mining Inc | 27,564 | 6,000 | 0.00% | ||
| 4 | PALATIN TECHNOLOGIES INC COM | 18,082 | 6,000 | 0.00% | ||
| 5 | TANZANIAN ROYALTY EXPL CORP | 13,500 | 6,000 | 0.00% | ||
| 6 | PEREGRINE PHARMACEUTICALS IN | 10,744 | 7,000 | 0.00% | ||
| 7 | AMPIO PHARMACEUTICALS INC | 10,200 | 8,000 | 0.00% | ||
| 8 | DENISON MINES CORP | 14,304 | 9,000 | 0.00% | ||
| 9 | AVEO PHARMACEUTICALS INC | 14,000 | 9,000 | 0.00% | ||
| 10 | TCP CAP CORP NOTE 5.25012/1 | 10,000 | 10,000 | 0.00% | PRN | |
| 11 | NEPTUNE TECHNOLOGIES BIORESO | 10,000 | 10,000 | 0.00% | ||
| 12 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 10,000 | 10,000 | 0.00% | PRN | |
| 13 | SINA CORP | 10,000 | 10,000 | 0.00% | PRN | |
| 14 | ALLIQUA BIOMEDICAL INC | 28,000 | 14,000 | 0.00% | ||
| 15 | BRISTOL MYERS SQUIBB CO DBCV 9/1 | 12,000 | 17,000 | 0.00% | ||
| 16 | Arena Pharmaceuticals, Inc | 11,700 | 17,000 | 0.00% | ||
| 17 | CONTRAFECT CORP COM | 10,000 | 18,000 | 0.00% | ||
| 18 | UNITED STATES ANTIMONY CORP | 45,100 | 18,000 | 0.00% | ||
| 19 | PLATINUM GROUP METALS LTD | 11,000 | 19,000 | 0.00% | ||
| 20 | BioPharmX Corporation | 40,000 | 20,000 | 0.00% | ||
| 21 | Aevi Genomic Medicine Inc | 11,696 | 20,000 | 0.00% | ||
| 22 | REWALK ROBOTICS LTD | 10,000 | 21,000 | 0.00% | ||
| 23 | MANNKIND CORP | 15,630 | 22,000 | 0.00% | ||
| 24 | Ipass Inc | 20,000 | 23,000 | 0.00% | ||
| 25 | ARROWHEAD PHARMACEUTICALS IN | 12,733 | 23,000 | 0.00% | ||
| 26 | BIOSCRIP INC | 14,157 | 23,000 | 0.00% | ||
| 27 | BELLATRIX EXPLORATION LTD | 30,000 | 23,000 | 0.00% | ||
| 28 | POLYMET MINING CORP | 33,860 | 26,000 | 0.00% | ||
| 29 | ARES CAP CORP | 25,000 | 26,000 | 0.00% | PRN | |
| 30 | HUGOTON RTY TR TEX | 14,257 | 27,000 | 0.00% | ||
| 31 | SOPHIRIS BIO INC | 10,000 | 27,000 | 0.00% | ||
| 32 | CONTRAVIR PHARMACEUTICALS IN | 15,000 | 27,000 | 0.00% | ||
| 33 | STAGE STORES INC | 10,817 | 29,000 | 0.00% | ||
| 34 | REAL IND INC COM | 10,625 | 29,000 | 0.00% | ||
| 35 | PENGROWTH ENERGY CORP | 30,757 | 31,000 | 0.00% | ||
| 36 | CHROMADEX CORP | 12,334 | 33,000 | 0.00% | ||
| 37 | ZION OIL & GAS INC | 29,805 | 35,000 | 0.00% | ||
| 38 | CAFEPRESS INCORPORATED | 12,000 | 35,000 | 0.00% | ||
| 39 | VERASTEM INC | 17,446 | 36,000 | 0.00% | ||
| 40 | EKSO BIONICS HLDGS INC | 10,605 | 36,000 | 0.00% | ||
| 41 | DENBURY RESOURCES INC | 14,580 | 37,000 | 0.00% | ||
| 42 | WABASH NATL CORP SR NT CV3.375 18 | 22,000 | 39,000 | 0.00% | PRN | |
| 43 | CHENIERE ENERGY INC | 58,000 | 40,000 | 0.00% | PRN | |
| 44 | GERON CORP | 18,675 | 41,000 | 0.00% | ||
| 45 | OCH-ZIFF CAP MGMT GROUP CL A SHS | 18,958 | 44,000 | 0.00% | ||
| 46 | DEUTSCHE BK AG | 21,127 | 44,000 | 0.00% | ||
| 47 | CONCORD MED SVCS HLDGS LTD | 10,000 | 46,000 | 0.00% | ||
| 48 | ELDORADO GOLD CORP NEW | 13,975 | 48,000 | 0.00% | ||
| 49 | SEADRILL PARTNERS LLC | 13,855 | 48,000 | 0.00% | ||
| 50 | ENDEAVOUR SILVER CORP | 14,772 | 50,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-17-000002, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
