Dark
Light
System
Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001409765-14-000003) filed in 2014.04.24
#
Name
Shares
Value ($)
%
Options
Notes
1 YINGLI GREEN ENERGY HLDG CO 136,500 594 0.59%
2 VALERO ENERGY CORP NEW 45,199 2,400 2.40%
3 UNIT CORP COM 43,397 2,837 2.84%
4 ULTRA PETROLEUM CORP 39,400 1,059 1.06%
5 TRINA SOLAR ADR REPTG 50 ORD 131,620 1,770 1.77%
6 TRIANGLE PETE CORP 25,000 206 0.21%
7 TD AMERITRADE HLDG CORP 53,300 1,810 1.81%
8 TAIWAN SEMICONDUCTOR MFG LTD 101,989 2,042 2.04%
9 Stone Energy Corp 37,100 1,557 1.56%
10 SUNPOWER CORP 25,750 831 0.83%
11 SUNCOR ENERGY INC NEW 65,776 2,297 2.30%
12 STATE STR CORP 24,324 1,692 1.69%
13 SOHU COM INC COM 45,050 2,932 2.93%
14 ROPER TECHNOLOGIES INC 12,710 1,697 1.70%
15 REYNOLDS AMERICAN INC 1,760 94 0.09%
16 RENESOLA LTD 191,100 613 0.61%
17 QUALCOMM INC 24,900 1,963 1.96%
18 QEP RES INC 28,500 839 0.84%
19 Penn Virginia Corp 23,350 408 0.41%
20 PTC INC 50,480 1,788 1.79%
21 PROCTER AND GAMBLE CO 1,300 105 0.10%
22 PATTERSON UTI ENERGY INC 81,370 2,578 2.58%
23 ORMAT TECHNOLOGIES INC 31,659 950 0.95%
24 ORACLE CORP 46,500 1,902 1.90%
25 NVIDIA CORPORATION 112,415 2,013 2.01%
26 NOBLE ENERGY INC 32,170 2,285 2.28%
27 NEWFIELD EXPL CO 83,686 2,624 2.62%
28 NETEASE INC 61,975 4,171 4.17%
29 MICROSOFT CORP 2,690 110 0.11%
30 MERCK & CO INC 1,760 100 0.10%
31 MATTEL INC 2,720 109 0.11%
32 LUMEN TECHNOLOGIES INC 60,447 1,985 1.98%
33 L-3 Communications Holdings 17,210 2,033 2.03%
34 JOHNSON & JOHNSON 1,100 108 0.11%
35 JINKOSOLAR HLDG CO LTD 28,200 788 0.79%
36 JA SOLAR HOLDINGS CO LTD 197,120 2,005 2.00%
37 ITRON INC 18,700 665 0.66%
38 INTERCONTINENTAL EXCHANGE IN 8,670 1,715 1.71%
39 INTEL CORP 70,500 1,820 1.82%
40 ILLINOIS TOOL WKS INC 1,240 101 0.10%
41 HESS CORP 29,943 2,482 2.48%
42 HELIX ENERGY SOLUTIONS GRP I 102,880 2,364 2.36%
43 HALLIBURTON CO 43,300 2,550 2.55%
44 GILEAD SCIENCES INC 22,120 1,567 1.57%
45 GENERAL DYNAMICS CORP 920 100 0.10%
46 GANNETT CO. 63,820 1,761 1.76%
47 GALLAGHER ARTHUR J & CO 2,170 103 0.10%
48 EXXON MOBIL CORP 23,800 2,325 2.32%
49 EBAY INC 33,320 1,841 1.84%
50 DEVON ENERGY CORP NEW 39,200 2,624 2.62%
Page 1 of 2