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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 1,337 holdings with a total value of $2,866,051,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 ISHARES 3,850 206,000 0.01%
152 FIRST TR EXCNGE TRD ALPHADEX 7,154 207,000 0.01%
153 FIRSTMERIT CORPORATION 10,546 208,000 0.01%
154 APOLLO COML REAL EST FIN INC 12,600 208,000 0.01%
155 Yorkville High Inc Etf 11,056 208,000 0.01%
156 TARGA RES CORP 1,498 209,000 0.01%
157 SPDR INDEX SHS FDS 6,916 209,000 0.01%
158 VALLEY NATL BANCORP 21,041 209,000 0.01%
159 POWERSHARES ETF TRUST 6,220 210,000 0.01%
160 POWERSHARES ETF TRUST 4,374 210,000 0.01%
161 MCCORMICK CO INC 2,951 210,000 0.01%
162 SOUTHWESTERN ENERGY CO 4,619 210,000 0.01%
163 U S SILICA HLDGS INC 3,813 211,000 0.01%
164 DARDEN RESTAURANTS INC 4,554 211,000 0.01%
165 CARMAX INC 4,079 212,000 0.01%
166 Mkt Vectors BDC ETF 10,089 213,000 0.01%
167 CareFusion 4,792 213,000 0.01%
168 SHENANDOAH TELECOMM CO CDT COM 6,994 213,000 0.01%
169 POWERSHARES ETF TR RUSSELL 2000 PURE 8,245 213,000 0.01%
170 ASSOCIATED BANC CORP 11,912 215,000 0.01%
171 AMERIPRISE FINL INC 1,791 215,000 0.01%
172 Guggenheim S&P Smallcap 600 Equal Weight ETF 4,583 215,000 0.01%
173 BROWN & BROWN INC 7,025 216,000 0.01%
174 SPROTT PHYSICAL GOLD TRUST 19,677 217,000 0.01%
175 SAN JUAN BASIN RTY TR 11,240 217,000 0.01%
176 GLOBAL X FDS 18,150 217,000 0.01%
177 TORO CO 3,417 217,000 0.01%
178 FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF 6,359 217,000 0.01%
179 TRUSTCO BANK CM 32,694 218,000 0.01%
180 FIRST TR EXCH TRD ALPHDX FD 8,657 218,000 0.01%
181 GREEN PLAINS INC COM 6,661 219,000 0.01%
182 AVON PRODS INC 15,090 220,000 0.01%
183 John Hancock Premium Dividend Fund 16,257 221,000 0.01%
184 ETFS ASIAN GOLD TR 1,706 221,000 0.01%
185 ISHARES TR 3,681 222,000 0.01%
186 DOLLAR GEN CORP NEW 3,864 222,000 0.01%
187 JDS UNIPHASE CORP COM PAR $0.001 17,815 222,000 0.01%
188 VANGUARD S&P MID-CAP 400 GROWTH ETF 2,300 223,000 0.01%
189 UNITED STS 12 MONTH OIL FD L 4,717 223,000 0.01%
190 STURM RUGER & CO INC 3,799 224,000 0.01%
191 DCT Industrial Trust Inc 27,269 224,000 0.01%
192 FIRST TR EXCHANGE TRADED FD 8,470 224,000 0.01%
193 MIDDLEBY CORP 2,721 225,000 0.01%
194 ROYAL BK SCOTLAND PLC 5,830 225,000 0.01%
195 POWERSHARES ETF TR II 11,504 225,000 0.01%
196 BOSTON SCIENTIFIC CORP 17,729 226,000 0.01%
197 TYSON FOODS INC 6,022 226,000 0.01%
198 WESTERN ASSET EMERGING MKTS 12,299 226,000 0.01%
199 B & G FOODS INC NEW COM 6,931 227,000 0.01%
200 MDU RES GROUP INC 6,473 227,000 0.01%
Page 4 of 27

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-14-000011, filed 2014.07.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.