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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 51 Institutional holders with a total value of $369,320,724.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 4,622,934 122,415,000 33.15%
2 BB&T SECURITIES, LLC 194,504 51,504,000 13.95%
3 WELLS FARGO & COMPANY/MN 1,640,995 43,453,000 11.77%
4 BRINKER CAPITAL INC 1,158,297 30,671,000 8.30%
5 MORGAN STANLEY 1,070,630 28,350,000 7.68%
6 UBS AG 719,154 19,043,000 5.16%
7 BANK OF AMERICA CORP /DE/ 646,809 17,127,000 4.64%
8 Orion Porfolio Solutions, LLC 409,040 10,831,000 2.93%
9 RAYMOND JAMES & ASSOCIATES 408,342 10,813,000 2.93%
10 LPL Financial LLC 318,339 8,430,000 2.28%
11 Baker Avenue Asset Management, LP 190,890 5,055,000 1.37%
12 ROYAL BANK OF CANADA 189,781 5,025,000 1.36%
13 Placemark Investments, Inc. 86,315 2,286,000 0.62%
14 STIFEL FINANCIAL CORP 82,427 2,183,000 0.59%
15 First Heartland Consultants, Inc. 49,097 1,300,000 0.35%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,585 1,208,000 0.33%
17 Commonwealth Equity Services, Inc 42,702 1,131,000 0.31%
18 AMERIPRISE FINANCIAL INC 40,357 1,069,000 0.29%
19 AMERICAN INTERNATIONAL GROUP, INC. 39,232 1,038,864 0.28%
20 JANE STREET GROUP, LLC 31,586 836,000 0.23%
21 JPMORGAN CHASE & CO 26,489 701,000 0.19%
22 Regal Investment Advisors LLC 21,433 568,000 0.15%
23 BSW Wealth Partners 18,932 501,000 0.14%
24 Janney Montgomery Scott LLC 18,523 490,489 0.13%
25 ENVESTNET ASSET MANAGEMENT INC 16,408 434,000 0.12%
26 Raymond James Financial Services Advisors, Inc. 14,545 385,000 0.10%
27 Wilmington Trust, National Association 11,053 293,000 0.08%
28 NEXT Financial Group, Inc 9,815 261,000 0.07%
29 SII INVESTMENTS INC/WI 9,738 257,000 0.07%
30 CREDIT SUISSE AG/ 9,217 244,000 0.07%
31 DEUTSCHE BANK AG\ 8,500 225,000 0.06%
32 Cambridge Investment Research Advisors, Inc. 8,470 224,000 0.06%
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 7,400 196,000 0.05%
34 Creative Planning 6,524 173,000 0.05%
35 CITIGROUP INC 3,870 103,000 0.03%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,804 101,000 0.03%
37 Gradient Investments LLC 2,186 58,000 0.02%
38 BESSEMER GROUP INC 2,200 58,000 0.02%
39 D.A. DAVIDSON & CO. 1,965 52,000 0.01%
40 MSI Financial Services Inc 1,618 43,000 0.01%
41 NEW ENGLAND SECURITIES CORP /MA/ 1,442 38,000 0.01%
42 GLENMEDE TRUST CO NA 1,200 31,000 0.01%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 989 26,000 0.01%
44 Waverly Advisors, LLC 801 21,000 0.01%
45 Hudock, Inc. 789 21,000 0.01%
46 North Star Investment Management Corp. 729 19,000 0.01%
47 JNBA Financial Advisors 291 8,000 0.00%
48 Ground Swell Capital, LLC 300 8,000 0.00%
49 SECURITY NATIONAL TRUST CO 283 7,000 0.00%
50 B. Riley Wealth Advisors, Inc. 103 2,723 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.