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Yorkville High Inc Etf
Yorkville High Inc Etf. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 47 Institutional holders with a total value of $47,612,662.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HANCOCK WHITNEY CORP 477,136 8,965,000 18.83%
2 RAYMOND JAMES & ASSOCIATES 222,214 4,175,000 8.77%
3 MORGAN STANLEY 205,269 3,857,000 8.10%
4 BB&T SECURITIES, LLC 20,210 3,797,000 7.97%
5 AMERICAN INTERNATIONAL GROUP, INC. 195,875 3,680,492 7.73%
6 Ashfield Capital Partners, LLC 185,602 3,487,000 7.32%
7 SUMMIT CAPITAL MANAGEMENT LLC 166,390 3,126,000 6.57%
8 HighTower Advisors, LLC 125,742 2,363,000 4.96%
9 LPL Financial LLC 85,917 1,614,000 3.39%
10 AVIANCE CAPITAL MANAGEMENT, LLC 74,359 1,397,000 2.93%
11 LVZ, Inc. 59,729 1,122,000 2.36%
12 First Allied Advisory Services, Inc. 50,232 950,000 2.00%
13 Gradient Investments LLC 47,263 888,000 1.87%
14 BLAIR WILLIAM & CO/IL 47,075 884,000 1.86%
15 ASHFORD CAPITAL MANAGEMENT INC 41,013 771,000 1.62%
16 Independent Portfolio Consultants, Inc. 34,645 651,000 1.37%
17 1834 INVESTMENT ADVISORS CO 33,350 627,000 1.32%
18 STIFEL FINANCIAL CORP 29,865 561,000 1.18%
19 Raymond James Financial Services Advisors, Inc. 27,524 517,000 1.09%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,067 490,000 1.03%
21 Virtu KCG Holdings LLC 24,250 456,000 0.96%
22 ADELL HARRIMAN & CARPENTER INC 23,000 432,170 0.91%
23 AlphaMark Advisors, LLC 23,005 432,000 0.91% SH
24 VSR Financial Services, Inc. 15,413 290,000 0.61%
25 FIRSTMERIT BANK N A TRUSTEE 14,108 265,000 0.56%
26 INVESTMENT CENTERS OF AMERICA INC 12,935 243,000 0.51%
27 Cambridge Investment Research Advisors, Inc. 11,056 208,000 0.44%
28 ATLANTIC INVESTMENT Co 10,650 200,000 0.42%
29 NATIONAL PLANNING CORP 10,395 195,000 0.41%
30 ROYAL BANK OF CANADA 7,600 143,000 0.30%
31 Gary Goldberg Planning Services Inc 7,100 133,000 0.28%
32 AMERIPRISE FINANCIAL INC 6,438 121,000 0.25%
33 PEOPLES FINANCIAL SERVICES CORP. 5,400 101,000 0.21%
34 Creative Planning 4,504 85,000 0.18%
35 WFG Advisors, LP 4,204 79,000 0.17%
36 WELLS FARGO & COMPANY/MN 3,972 75,000 0.16%
37 Financial Architects, Inc 2,200 41,000 0.09%
38 D.A. DAVIDSON & CO. 2,140 40,000 0.08%
39 Barrett Asset Management, LLC 2,075 39,000 0.08%
40 Gemmer Asset Management LLC 1,675 31,000 0.07%
41 ATWOOD & PALMER INC 1,000 19,000 0.04%
42 WASHINGTON TRUST BANK 838 16,000 0.03%
43 SYNOVUS FINANCIAL CORP 850 16,000 0.03%
44 CITIGROUP INC 607 11,000 0.02%
45 BANK OF MONTREAL /CAN/ 500 9,000 0.02%
46 NEXT Financial Group, Inc 350 6,000 0.01%
47 MSI Financial Services Inc 225 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.