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Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 19 Institutional holders with a total value of $22,346,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 41,479 8,741,000 39.12%
2 STEPHENS INC /AR/ 179,890 3,791,000 16.97%
3 BANK OF AMERICA CORP /DE/ 121,318 2,557,000 11.44%
4 Merriman Wealth Management, LLC 64,300 1,313,000 5.88%
5 Gradient Investments LLC 62,225 1,311,000 5.87%
6 Mosaic Financial Partners, Inc. 49,746 1,048,000 4.69%
7 LPL Financial LLC 38,793 818,000 3.66%
8 Forvis Mazars Wealth Advisors, LLC 27,800 586,000 2.62%
9 VSR Financial Services, Inc. 26,227 553,000 2.47%
10 New England Investment & Retirement Group, Inc. 26,205 524,000 2.34%
11 JANE STREET GROUP, LLC 16,485 347,000 1.55%
12 DEUTSCHE BANK AG\ 14,960 315,000 1.41%
13 Cambridge Investment Research Advisors, Inc. 10,089 213,000 0.95%
14 AMERIPRISE FINANCIAL INC 2,848 60,000 0.27%
15 MORGAN STANLEY 2,583 54,000 0.24%
16 WFG Advisors, LP 2,000 42,000 0.19%
17 Baltimore-Washington Financial Advisors, Inc. 2,000 42,000 0.19%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,157 24,000 0.11%
19 MSI Financial Services Inc 350 7,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.