| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS BANK PLC | 12,022 | 5,000 | 0.00% | ||
| 2 | REXAHN PHARMACEUTICALS INC | 18,000 | 9,000 | 0.00% | ||
| 3 | XTANT MED HLDGS INC | 18,800 | 12,000 | 0.00% | ||
| 4 | NEOVASC INC | 10,000 | 15,000 | 0.00% | ||
| 5 | PROSPECT CAPITAL CORPORATION | 16,000 | 16,000 | 0.00% | ||
| 6 | HARTE-HANKS INC | 12,000 | 17,000 | 0.00% | ||
| 7 | TRANSENTERIX INC | 14,750 | 18,000 | 0.00% | ||
| 8 | VAALCO ENERGY INC | 20,130 | 18,000 | 0.00% | ||
| 9 | Navidea Biopharm Inc | 32,760 | 19,000 | 0.00% | ||
| 10 | PENGROWTH ENERGY CORP | 18,784 | 19,000 | 0.00% | ||
| 11 | PDL BIOPHARMA INC | 20,000 | 20,000 | 0.00% | ||
| 12 | ARROWHEAD PHARMACEUTICALS IN | 10,600 | 20,000 | 0.00% | ||
| 13 | PLUG POWER INC | 15,191 | 21,000 | 0.00% | ||
| 14 | ATHERSYS INC NEW | 14,000 | 24,000 | 0.00% | ||
| 15 | POLYMET MINING CORP | 33,590 | 25,000 | 0.00% | ||
| 16 | TICC CAPITAL CORP | 25,000 | 26,000 | 0.00% | ||
| 17 | Prospect Capital Corp | 25,000 | 26,000 | 0.00% | ||
| 18 | ARCA BIOPHARMA INCORPORATED COM PAR .001 | 10,452 | 27,000 | 0.00% | ||
| 19 | QUANTUM CORP COM DSSG | 30,800 | 27,000 | 0.00% | ||
| 20 | TROVAGENE INC | 24,800 | 29,000 | 0.00% | ||
| 21 | CONTRAVIR PHARMACEUTICALS IN | 16,840 | 30,000 | 0.00% | ||
| 22 | RESEARCH FRONTIERS INC | 22,300 | 31,000 | 0.00% | ||
| 23 | MANNKIND CORP | 20,723 | 31,000 | 0.00% | ||
| 24 | HOVNANIAN ENTERPRISES INC | 14,350 | 33,000 | 0.00% | ||
| 25 | CERAGON NETWORKS LTD | 10,735 | 35,000 | 0.00% | ||
| 26 | ACELRX PHARMACEUTICALS INC | 11,295 | 36,000 | 0.00% | ||
| 27 | TPG Specialty Lending Inc | 35,000 | 36,000 | 0.00% | ||
| 28 | SEADRILL PARTNERS LLC | 10,650 | 38,000 | 0.00% | ||
| 29 | CEMPRA INC | 10,800 | 41,000 | 0.00% | ||
| 30 | CHESAPEAKE GRANITE WASH TR COM | 15,556 | 42,000 | 0.00% | ||
| 31 | IEC ELECTRS CORP NEW COM | 10,853 | 42,000 | 0.00% | ||
| 32 | 22ND CENTY GROUP INC | 37,380 | 44,000 | 0.00% | ||
| 33 | ENDEAVOUR SILVER CORP | 13,860 | 44,000 | 0.00% | ||
| 34 | IDERA PHARMACEUTICALS INCORPORATED COM NEW | 18,000 | 44,000 | 0.00% | ||
| 35 | SEACHANGE INTL INC | 18,400 | 46,000 | 0.00% | ||
| 36 | AWARE INC MASS | 10,234 | 48,000 | 0.00% | ||
| 37 | EP Energy Corp | 10,500 | 50,000 | 0.00% | ||
| 38 | ARES CAP CORP | 50,000 | 51,000 | 0.00% | ||
| 39 | PORTFOLIO RECOVERY ASSOCS IN | 60,000 | 54,000 | 0.00% | ||
| 40 | Teekay Offshore Partners LP | 11,085 | 56,000 | 0.00% | ||
| 41 | NEW GOLD INC CDA | 18,636 | 56,000 | 0.00% | ||
| 42 | VIRNETX HLDG CORP | 27,005 | 62,000 | 0.00% | ||
| 43 | ATLANTIC PWR CORP | 23,535 | 62,000 | 0.00% | ||
| 44 | BAYTEX ENERGY CORP | 19,425 | 66,000 | 0.00% | ||
| 45 | VOYA RISK MANAGED NAT RES FD | 10,200 | 67,000 | 0.00% | ||
| 46 | SWEDISH EXPT CR CORP | 10,758 | 68,000 | 0.00% | ||
| 47 | BIOTIME INC | 19,605 | 68,000 | 0.00% | ||
| 48 | PROSPECT CAPITAL CORPORATION | 70,000 | 69,000 | 0.00% | ||
| 49 | CUMBERLAND PHARMACEUTICALS I COM | 10,000 | 69,000 | 0.00% | ||
| 50 | CREDIT SUISSE HIGH YIELD BD | 26,311 | 70,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-17-000007, filed 2017.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
