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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001419186-17-000007) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1701 COMPUGEN LTD 22,834 98 0.00%
1702 VIRTUS TOTAL RETURN FD 22,505 98 0.00%
1703 GOPRO INC 11,066 96 0.00%
1704 ACHILLION PHARMACEUTICALS IN 22,330 94 0.00%
1705 THERAPEUTICSMD INC 12,450 90 0.00%
1706 LIBERTY ALL STAR EQUITY FD 16,294 89 0.00%
1707 NORDIC AMERICAN TANKERS LIMI 10,009 82 0.00%
1708 ELDORADO GOLD CORP NEW 24,092 82 0.00%
1709 FIFTH STREET FINANCE CORP 17,591 81 0.00%
1710 FRANKLIN UNVL TR 11,437 80 0.00%
1711 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 19,341 78 0.00%
1712 CLEAN ENERGY FUELS CORPORATION COM 30,559 78 0.00%
1713 MICROVISION INC DEL 30,125 75 0.00%
1714 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 17,777 71 0.00%
1715 PUTNAM MASTER INTER INCOME T 15,079 71 0.00%
1716 CREDIT SUISSE HIGH YIELD BD 26,311 70 0.00%
1717 PROSPECT CAPITAL CORPORATION 70,000 69 0.00%
1718 CUMBERLAND PHARMACEUTICALS I COM 10,000 69 0.00%
1719 SWEDISH EXPT CR CORP 10,758 68 0.00%
1720 BIOTIME INC 19,605 68 0.00%
1721 VOYA RISK MANAGED NAT RES FD 10,200 67 0.00%
1722 BAYTEX ENERGY CORP 19,425 66 0.00%
1723 VIRNETX HLDG CORP 27,005 62 0.00%
1724 ATLANTIC PWR CORP 23,535 62 0.00%
1725 NEW GOLD INC CDA 18,636 56 0.00%
1726 Teekay Offshore Partners LP 11,085 56 0.00%
1727 PORTFOLIO RECOVERY ASSOCS IN 60,000 54 0.00%
1728 ARES CAP CORP 50,000 51 0.00%
1729 EP Energy Corp 10,500 50 0.00%
1730 AWARE INC MASS 10,234 48 0.00%
1731 SEACHANGE INTL INC 18,400 46 0.00%
1732 IDERA PHARMACEUTICALS INCORPORATED COM NEW 18,000 44 0.00%
1733 22ND CENTY GROUP INC 37,380 44 0.00%
1734 ENDEAVOUR SILVER CORP 13,860 44 0.00%
1735 CHESAPEAKE GRANITE WASH TR COM 15,556 42 0.00%
1736 IEC ELECTRS CORP NEW COM 10,853 42 0.00%
1737 CEMPRA INC 10,800 41 0.00%
1738 SEADRILL PARTNERS LLC 10,650 38 0.00%
1739 TPG Specialty Lending Inc 35,000 36 0.00%
1740 ACELRX PHARMACEUTICALS INC 11,295 36 0.00%
1741 CERAGON NETWORKS LTD 10,735 35 0.00%
1742 HOVNANIAN ENTERPRISES INC 14,350 33 0.00%
1743 MANNKIND CORP 20,723 31 0.00%
1744 RESEARCH FRONTIERS INC 22,300 31 0.00%
1745 CONTRAVIR PHARMACEUTICALS IN 16,840 30 0.00%
1746 TROVAGENE INC 24,800 29 0.00%
1747 ARCA BIOPHARMA INCORPORATED COM PAR .001 10,452 27 0.00%
1748 QUANTUM CORP COM DSSG 30,800 27 0.00%
1749 Prospect Capital Corp 25,000 26 0.00%
1750 TICC CAPITAL CORP 25,000 26 0.00%
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