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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001419186-17-000007) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS BANK PLC 12,022 5 0.00%
2 REXAHN PHARMACEUTICALS INC 18,000 9 0.00%
3 XTANT MED HLDGS INC 18,800 12 0.00%
4 NEOVASC INC 10,000 15 0.00%
5 PROSPECT CAPITAL CORPORATION 16,000 16 0.00%
6 HARTE-HANKS INC 12,000 17 0.00%
7 TRANSENTERIX INC 14,750 18 0.00%
8 VAALCO ENERGY INC 20,130 18 0.00%
9 Navidea Biopharm Inc 32,760 19 0.00%
10 PENGROWTH ENERGY CORP 18,784 19 0.00%
11 ARROWHEAD PHARMACEUTICALS IN 10,600 20 0.00%
12 PDL BIOPHARMA INC 20,000 20 0.00%
13 PLUG POWER INC 15,191 21 0.00%
14 ATHERSYS INC NEW 14,000 24 0.00%
15 POLYMET MINING CORP 33,590 25 0.00%
16 TICC CAPITAL CORP 25,000 26 0.00%
17 Prospect Capital Corp 25,000 26 0.00%
18 ARCA BIOPHARMA INCORPORATED COM PAR .001 10,452 27 0.00%
19 QUANTUM CORP COM DSSG 30,800 27 0.00%
20 TROVAGENE INC 24,800 29 0.00%
21 CONTRAVIR PHARMACEUTICALS IN 16,840 30 0.00%
22 MANNKIND CORP 20,723 31 0.00%
23 RESEARCH FRONTIERS INC 22,300 31 0.00%
24 HOVNANIAN ENTERPRISES INC 14,350 33 0.00%
25 CERAGON NETWORKS LTD 10,735 35 0.00%
26 ACELRX PHARMACEUTICALS INC 11,295 36 0.00%
27 TPG Specialty Lending Inc 35,000 36 0.00%
28 SEADRILL PARTNERS LLC 10,650 38 0.00%
29 CEMPRA INC 10,800 41 0.00%
30 CHESAPEAKE GRANITE WASH TR COM 15,556 42 0.00%
31 IEC ELECTRS CORP NEW COM 10,853 42 0.00%
32 22ND CENTY GROUP INC 37,380 44 0.00%
33 ENDEAVOUR SILVER CORP 13,860 44 0.00%
34 IDERA PHARMACEUTICALS INCORPORATED COM NEW 18,000 44 0.00%
35 SEACHANGE INTL INC 18,400 46 0.00%
36 AWARE INC MASS 10,234 48 0.00%
37 EP Energy Corp 10,500 50 0.00%
38 ARES CAP CORP 50,000 51 0.00%
39 PORTFOLIO RECOVERY ASSOCS IN 60,000 54 0.00%
40 NEW GOLD INC CDA 18,636 56 0.00%
41 Teekay Offshore Partners LP 11,085 56 0.00%
42 VIRNETX HLDG CORP 27,005 62 0.00%
43 ATLANTIC PWR CORP 23,535 62 0.00%
44 BAYTEX ENERGY CORP 19,425 66 0.00%
45 VOYA RISK MANAGED NAT RES FD 10,200 67 0.00%
46 SWEDISH EXPT CR CORP 10,758 68 0.00%
47 BIOTIME INC 19,605 68 0.00%
48 PROSPECT CAPITAL CORPORATION 70,000 69 0.00%
49 CUMBERLAND PHARMACEUTICALS I COM 10,000 69 0.00%
50 CREDIT SUISSE HIGH YIELD BD 26,311 70 0.00%
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