| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MAST THERAPEUTICS | 15,700 | 1,000 | 0.00% | Call | |
| 2 | MEMORIAL PRODTN PARTNERS | 11,000 | 1,000 | 0.00% | Call | |
| 3 | GEVO INC | 10,200 | 2,000 | 0.00% | Call | |
| 4 | PEREGRINE PHARMACEUTICALS IN | 10,200 | 3,000 | 0.00% | Put | |
| 5 | MEMORIAL PRODTN PARTNERS | 23,948 | 3,000 | 0.00% | ||
| 6 | IMMUNE PHARMACEUTICALS INC | 23,193 | 4,000 | 0.00% | ||
| 7 | CHINA PHARMA HLDGS INC | 16,114 | 4,000 | 0.00% | ||
| 8 | TEARLAB CORP | 10,775 | 5,000 | 0.00% | ||
| 9 | SPHERE 3D CORP NEW | 20,974 | 6,000 | 0.00% | ||
| 10 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 1,055,174 | 6,000 | 0.00% | ||
| 11 | AVEO PHARMACEUTICALS INC | 10,700 | 6,000 | 0.00% | Call | |
| 12 | DOCUMENT SEC SYS INC | 10,920 | 7,000 | 0.00% | ||
| 13 | RENNOVA HEALTH INC | 88,060 | 7,000 | 0.00% | ||
| 14 | CYTRX CORP | 21,400 | 8,000 | 0.00% | Call | |
| 15 | GOLDEN STAR RES LIMITED CDA | 10,400 | 8,000 | 0.00% | Put | |
| 16 | TASEKO MINES LTD | 10,900 | 9,000 | 0.00% | Call | |
| 17 | STRATA SKIN SCIENCES INC COM | 20,963 | 9,000 | 0.00% | ||
| 18 | PEREGRINE PHARMACEUTICALS IN | 28,500 | 9,000 | 0.00% | Call | |
| 19 | Eurasian Minerals | 10,007 | 10,000 | 0.00% | ||
| 20 | MEMORIAL PRODTN PARTNERS | 78,000 | 10,000 | 0.00% | Put | |
| 21 | BIOANALYTICAL SYS INC | 14,983 | 11,000 | 0.00% | ||
| 22 | CHINANET ONLINE HLDGS INC | 11,059 | 11,000 | 0.00% | ||
| 23 | Rubicon Technology | 18,484 | 11,000 | 0.00% | ||
| 24 | METABOLIX INC | 32,146 | 11,000 | 0.00% | ||
| 25 | TASEKO MINES LTD | 12,600 | 11,000 | 0.00% | Put | |
| 26 | BONANZA CREEK ENERGY INC | 11,800 | 12,000 | 0.00% | Put | |
| 27 | SIFY TECHNOLOGIES LTD | 16,164 | 12,000 | 0.00% | ||
| 28 | OpGen Inc | 10,271 | 12,000 | 0.00% | ||
| 29 | UQM TECHNOLOGIES INC COM | 28,549 | 12,000 | 0.00% | ||
| 30 | COPSYNC INC | 16,289 | 13,000 | 0.00% | ||
| 31 | IMATION CORP | 15,789 | 13,000 | 0.00% | ||
| 32 | ANTHERA PHARMACEUTICALS I | 19,900 | 13,000 | 0.00% | Call | |
| 33 | INDIA GLOBALIZATION CAP INC | 47,210 | 13,000 | 0.00% | ||
| 34 | NEPTUNE TECHNOLOGIES BIORESO | 14,300 | 14,000 | 0.00% | Put | |
| 35 | GENERAL MOLY | 54,230 | 14,000 | 0.00% | ||
| 36 | BIRKS GROUP INC | 12,871 | 14,000 | 0.00% | ||
| 37 | THE9 LTD | 10,956 | 14,000 | 0.00% | ||
| 38 | PLURISTEM THERAPEUTICS INC | 10,000 | 14,000 | 0.00% | Put | |
| 39 | KINGOLD JEWELRY INC | 11,153 | 14,000 | 0.00% | ||
| 40 | BELLATRIX EXPLORATION LTD | 14,400 | 14,000 | 0.00% | Put | |
| 41 | BELLEROPHON THERAPEUTICS INC | 28,120 | 15,000 | 0.00% | ||
| 42 | Widepoint Corp | 18,854 | 15,000 | 0.00% | ||
| 43 | OncoGenex Pharmaceuticals Inc | 30,545 | 15,000 | 0.00% | ||
| 44 | VERSAR INC | 10,735 | 15,000 | 0.00% | ||
| 45 | CORMEDIX INC | 10,000 | 15,000 | 0.00% | Put | |
| 46 | KELSO TECHNOLOGIES INC | 15,983 | 15,000 | 0.00% | ||
| 47 | ANTHERA PHARMACEUTICALS I | 23,500 | 15,000 | 0.00% | Put | |
| 48 | Catalyst Biosciences | 23,859 | 16,000 | 0.00% | ||
| 49 | RENESOLA LTD | 24,518 | 16,000 | 0.00% | ||
| 50 | IAO KUN GROUP HLDG CO LTD | 57,265 | 16,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-17-001508, filed 2017.02.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
