| 1 |
PERCEPTIVE ADVISORS LLC |
6,519,634 |
6,004,000 |
77.47% |
|
|
| 2 |
WYNNEFIELD CAPITAL INC |
1,000,000 |
972,000 |
12.54% |
|
|
| 3 |
Hillsdale Investment Management Inc. |
153,504 |
148,000 |
1.91% |
|
|
| 4 |
Alpine Global Management, LLC |
148,101 |
145,000 |
1.87% |
|
|
| 5 |
Fiera Capital Corp |
120,000 |
116,000 |
1.50% |
|
|
| 6 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
101,800 |
99,000 |
1.28% |
|
|
| 7 |
CITADEL ADVISORS LLC |
53,548 |
52,000 |
0.67% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
54,010 |
52,000 |
0.67% |
|
|
| 9 |
B. Riley Wealth Advisors, Inc. |
35,000 |
35,000 |
0.45% |
|
|
| 10 |
ROYAL BANK OF CANADA |
22,310 |
22,000 |
0.28% |
|
|
| 11 |
DEUTSCHE BANK AG\ |
17,400 |
16,000 |
0.21% |
|
|
| 12 |
Creative Planning |
16,829 |
16,000 |
0.21% |
|
|
| 13 |
CITADEL ADVISORS LLC |
14,300 |
14,000 |
0.18% |
Put |
|
| 14 |
UBS Group AG |
13,183 |
13,000 |
0.17% |
|
|
| 15 |
BLAIR WILLIAM & CO/IL |
10,800 |
10,000 |
0.13% |
|
|
| 16 |
LPL Financial LLC |
10,000 |
10,000 |
0.13% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
9,000 |
8,000 |
0.10% |
|
|
| 18 |
CUTLER GROUP LLC / CA |
5,229 |
5,000 |
0.06% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
2,000 |
3,000 |
0.04% |
|
|
| 20 |
1832 Asset Management L.P. |
3,150 |
3,000 |
0.04% |
|
|
| 21 |
MORGAN STANLEY |
2,122 |
2,000 |
0.03% |
|
|
| 22 |
Tradewinds Capital Management, LLC |
2,500 |
2,000 |
0.03% |
|
|
| 23 |
Corbenic Partners LLC |
700 |
1,000 |
0.01% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,000 |
1,000 |
0.01% |
|
|
| 25 |
I.G. INVESTMENT MANAGEMENT, LTD. |
679 |
1,000 |
0.01% |
|
|
| 26 |
CT Financial Advisors LLC |
15 |
15 |
0.00% |
|
|
| 27 |
TORONTO DOMINION BANK |
199 |
0 |
0.00% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
11 |
0 |
0.00% |
|
|
| 29 |
CREDIT AGRICOLE S A |
15 |
0 |
0.00% |
|
|
| 30 |
HUNTINGTON NATIONAL BANK |
500 |
0 |
0.00% |
|
|
| 31 |
BANK OF MONTREAL /CAN/ |
223 |
0 |
0.00% |
|
|
