| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HEMISPHERX BIOPHARMA INC | 10,000 | 3,000 | 0.00% | ||
| 2 | WESTERN COPPER & GOLD CORP COM | 12,000 | 6,000 | 0.00% | ||
| 3 | VRINGO INC | 10,050 | 9,000 | 0.00% | ||
| 4 | PARAMOUNT GOLD & SILVER COR | 12,000 | 10,000 | 0.00% | ||
| 5 | ON SEMICONDUCTOR CORP | 10,000 | 10,000 | 0.00% | ||
| 6 | GOLDEN MINERALS CO | 20,900 | 13,000 | 0.00% | ||
| 7 | JDS UNIPHASE CORP DBCV 0.625 8/1 | 17,000 | 16,000 | 0.00% | ||
| 8 | ALLSCRIPTS HEALTHCARE SOLUTN | 16,000 | 16,000 | 0.00% | ||
| 9 | * LEXICON PHARMACEUTICALS INC COM | 12,000 | 16,000 | 0.00% | ||
| 10 | Prospect Capital Corp | 16,000 | 16,000 | 0.00% | ||
| 11 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 25,250 | 17,000 | 0.00% | ||
| 12 | CUBIST PHARMACEUTICALS INC | 17,000 | 18,000 | 0.00% | ||
| 13 | CHESAPEAKE ENERGY CORP | 22,000 | 22,000 | 0.00% | ||
| 14 | MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV | 25,000 | 23,000 | 0.00% | ||
| 15 | SESA STERLITE 4%14F DUE 10/30/14 SESA STERLITE | 25,000 | 24,000 | 0.00% | ||
| 16 | GS/GOOG | 29,000 | 27,000 | 0.01% | ||
| 17 | ALERE INC | 26,000 | 27,000 | 0.01% | ||
| 18 | CEMEX SAB DE CV 4 7/8% | 25,000 | 29,000 | 0.01% | ||
| 19 | TASEKO MINES LTD | 18,000 | 30,000 | 0.01% | ||
| 20 | BOX SHIPS INCORPORATE | 27,925 | 33,000 | 0.01% | ||
| 21 | CYCLACEL PHARMACEUTICALS INC | 11,100 | 33,000 | 0.01% | ||
| 22 | LAM RESEARCH CORP | 27,000 | 35,000 | 0.01% | ||
| 23 | CHART INDS INC | 32,000 | 36,000 | 0.01% | ||
| 24 | * CHINA MING YANG WIND PWR GRO SPONSORED ADR | 12,250 | 37,000 | 0.01% | ||
| 25 | HELIX ENERGY SOLUTIONS GRP INC | 33,000 | 38,000 | 0.01% | ||
| 26 | EXCO RESOURCES INC | 11,706 | 39,000 | 0.01% | ||
| 27 | NOVAGOLD RES INC | 12,900 | 39,000 | 0.01% | ||
| 28 | EAGLE ROCK ENERGY PARTNERS L | 11,220 | 39,000 | 0.01% | ||
| 29 | STILLWATER MNG CO | 32,000 | 40,000 | 0.01% | ||
| 30 | KCAP | 35,000 | 40,000 | 0.01% | ||
| 31 | CELSION CORPORATION COM PAR $0.01 | 13,638 | 40,000 | 0.01% | ||
| 32 | CTI BIOPHARMA CORP | 16,950 | 41,000 | 0.01% | ||
| 33 | Macquarie Infrastructure Corp | 38,000 | 41,000 | 0.01% | ||
| 34 | ENCORE CAP GROUP INC | 39,000 | 44,000 | 0.01% | ||
| 35 | GT Advanced Technologies Inc. | 41,000 | 46,000 | 0.01% | ||
| 36 | TELEFLEX INC | 27,000 | 46,000 | 0.01% | ||
| 37 | DRAGONWAVE INC | 38,350 | 47,000 | 0.01% | ||
| 38 | SILVERCORP METALS INC | 31,818 | 50,000 | 0.01% | ||
| 39 | ENERSYS | 36,000 | 52,000 | 0.01% | ||
| 40 | Teekay Tankers LTD | 14,241 | 53,000 | 0.01% | ||
| 41 | ARES CAP CORP | 54,000 | 56,000 | 0.01% | ||
| 42 | NOVAVAX INC COM | 13,450 | 56,000 | 0.01% | ||
| 43 | BEASLEY BROADCAST GROUP INC | 10,563 | 56,000 | 0.01% | ||
| 44 | MICROVISION INC DEL | 28,950 | 56,000 | 0.01% | ||
| 45 | FIELDPOINT PETROLEUM CORP | 14,250 | 57,000 | 0.01% | ||
| 46 | ZIX CORP COM | 17,150 | 58,000 | 0.01% | ||
| 47 | AAR CORP | 58,000 | 58,000 | 0.01% | ||
| 48 | HUTCHINSON TECHNOLOGY INC | 16,251 | 59,000 | 0.01% | ||
| 49 | BALLARD PWR SYS INC NEW | 18,850 | 60,000 | 0.01% | ||
| 50 | MFS INTERMEDIATE HIGH INC FD | 23,150 | 62,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001427271-14-000005, filed 2014.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
