| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HEMISPHERX BIOPHARMA INC | 10,000 | 2,000 | 0.00% | ||
| 2 | GOLDEN MINERALS CO | 15,990 | 5,000 | 0.00% | ||
| 3 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 25,250 | 7,000 | 0.00% | ||
| 4 | MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV | 25,000 | 8,000 | 0.00% | ||
| 5 | EXCO RESOURCES INC | 10,531 | 12,000 | 0.00% | ||
| 6 | Verso Corp | 20,000 | 13,000 | 0.00% | ||
| 7 | TASEKO MINES LTD | 25,600 | 14,000 | 0.00% | ||
| 8 | TOLL BROS FIN CORP | 16,000 | 16,000 | 0.00% | ||
| 9 | FIELDPOINT PETROLEUM CORP | 14,250 | 16,000 | 0.00% | ||
| 10 | HCI GROUP INC | 17,000 | 16,000 | 0.00% | ||
| 11 | HUTCHISON PORT HOLDINGS TRUST | 10,000 | 17,000 | 0.00% | ||
| 12 | * SANDRIDGE ENERGY INC COM | 21,571 | 18,000 | 0.00% | ||
| 13 | LAM RESEARCH CORP SR NT CV 1.25 18 | 14,000 | 19,000 | 0.00% | ||
| 14 | PROSPECT CAPITAL CORPORATION | 22,000 | 20,000 | 0.00% | ||
| 15 | DRAGONWAVE INC | 40,850 | 21,000 | 0.00% | ||
| 16 | EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 | 18,000 | 22,000 | 0.00% | ||
| 17 | GS/GOOG | 29,000 | 26,000 | 0.00% | ||
| 18 | BALLARD PWR SYS INC NEW | 12,600 | 26,000 | 0.00% | ||
| 19 | TORCHLIGHT ENERGY RES INC | 12,500 | 28,000 | 0.01% | ||
| 20 | FINISAR CORP | 29,000 | 28,000 | 0.01% | ||
| 21 | CTI BIOPHARMA | 15,000 | 29,000 | 0.01% | ||
| 22 | Echelon Corp | 40,250 | 32,000 | 0.01% | ||
| 23 | TELEFLEX INC | 15,000 | 33,000 | 0.01% | ||
| 24 | WESTELL TECHNOLOGIES INC | 34,482 | 34,000 | 0.01% | ||
| 25 | SILVERCORP METALS INC | 31,517 | 34,000 | 0.01% | ||
| 26 | PENN WEST PETE LTD NEW | 21,339 | 36,000 | 0.01% | ||
| 27 | YAMANA GOLD INC | 12,676 | 38,000 | 0.01% | ||
| 28 | ENCORE CAP GROUP INC | 41,000 | 38,000 | 0.01% | ||
| 29 | FUELCELL ENERGY INC COM | 41,700 | 40,000 | 0.01% | ||
| 30 | MFS HIGH YIELD MUN TR | 10,000 | 41,000 | 0.01% | ||
| 31 | ENCORE CAP GROUP INC | 40,000 | 42,000 | 0.01% | ||
| 32 | Mentor Graphics Corp | 32,000 | 43,000 | 0.01% | ||
| 33 | KB HOME SR CV NT1.375 19 | 51,000 | 49,000 | 0.01% | ||
| 34 | Unwired Planet, Inc. | 81,900 | 50,000 | 0.01% | ||
| 35 | AAR CORP | 51,000 | 53,000 | 0.01% | ||
| 36 | EXTREME NETWORKS INC | 20,000 | 53,000 | 0.01% | ||
| 37 | ARES CAP CORP | 54,000 | 55,000 | 0.01% | ||
| 38 | STUDENT TRANSN INC | 12,530 | 57,000 | 0.01% | ||
| 39 | HECLA MNG CO | 22,332 | 58,000 | 0.01% | ||
| 40 | WAVE SYSTEMS CORP | 104,962 | 61,000 | 0.01% | ||
| 41 | * CHINA MING YANG WIND PWR GRO SPONSORED ADR | 22,150 | 62,000 | 0.01% | ||
| 42 | Quantum Fuel Systems Tech Worl | 29,250 | 64,000 | 0.01% | ||
| 43 | ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 | 66,000 | 70,000 | 0.01% | ||
| 44 | ROSETTA GENOMICS LTD | 20,750 | 70,000 | 0.01% | ||
| 45 | PRECISION DRILLING CORP | 10,466 | 70,000 | 0.01% | ||
| 46 | ZIX CORP | 14,300 | 73,000 | 0.01% | ||
| 47 | NEWPARK RES INC SR NT CV 4 17 | 71,000 | 74,000 | 0.01% | ||
| 48 | IDERA PHARMACEUTICALS INCORPORATED COM NEW | 20,000 | 74,000 | 0.01% | ||
| 49 | INVESCO SR INCOME TR | 16,990 | 75,000 | 0.01% | ||
| 50 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 10,370 | 77,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001427271-15-000003, filed 2015.08.03).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
