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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,102 holdings with a total value of $482,940,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 XILINX INC 10,377 492,000 0.10%
202 KROGER CO 12,561 480,000 0.10%
203 POWERSHARES ETF TRUST II 20,764 472,000 0.10%
204 UNILEVER PLC 10,357 468,000 0.10%
205 FIRST TR EXCHANGE TRADED FD 21,297 466,000 0.10%
206 GENERAC HLDGS INC 12,488 465,000 0.10%
207 ABBOTT LABS 10,996 460,000 0.10%
208 UNION PAC CORP 5,775 459,000 0.10%
209 NUVEEN PREM INCOME MUN FD 2 30,851 454,000 0.09%
210 AGL Resources Inc 6,941 452,000 0.09%
211 HARLEY DAVIDSON INC 8,626 443,000 0.09%
212 MONDELEZ INTL INC 10,696 429,000 0.09%
213 Nuveen Municipal Advanta 29,800 428,000 0.09%
214 JPMORGAN CHASE & CO 7,126 422,000 0.09%
215 VANGUARD INDEX FDS 4,136 421,000 0.09%
216 NUVEEN MUN OPPTY FD INC 28,147 414,000 0.09%
217 ANSYS 4,489 402,000 0.08%
218 FIRST TR S P REIT INDEX FD 17,176 400,000 0.08%
219 ARCHER DANIELS MIDLAND CO 11,025 400,000 0.08%
220 FIRST TR EXCH TRD ALPHA FD I 12,702 398,000 0.08%
221 ORBITAL ATK INC 4,562 397,000 0.08%
222 SPDR SER TR 8,086 397,000 0.08%
223 SUNTRUST BKS INC 10,921 394,000 0.08%
224 NUVEEN SELECT MAT MUN FD 37,149 393,000 0.08%
225 ISHARES 7-10 YEAR TREASURY BOND ETF 3,544 391,000 0.08%
226 FORTUNE BRANDS HOME & SEC IN 6,946 389,000 0.08%
227 FIRST TR LRGE CP CORE ALPHA 8,668 387,000 0.08%
228 WEC ENERGY GROUP INC 6,430 386,000 0.08%
229 THERMO FISHER SCIENTIFIC INC 2,712 384,000 0.08%
230 ISHARES TR 4,216 379,000 0.08%
231 POWERSHARES ETF TR II 25,409 379,000 0.08%
232 SYSCO CORP 8,036 376,000 0.08%
233 GENESEE AND WYOMING INC INC CL A 5,905 370,000 0.08%
234 ISHARES TR 2,863 361,000 0.07%
235 VODAFONE GROUP PLC NEW 11,200 359,000 0.07%
236 ECOLAB INC 3,220 359,000 0.07%
237 BRISTOL MYERS SQUIBB CO 5,572 356,000 0.07%
238 Ashland Inc New 3,213 353,000 0.07%
239 DIAGEO P L C 3,269 353,000 0.07%
240 L BRANDS INC 4,000 351,000 0.07%
241 KIMBERLY CLARK CORP 2,596 349,000 0.07%
242 CARDINAL HEALTH INC 4,239 347,000 0.07%
243 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 14,775 334,000 0.07%
244 TECO ENERGY INC COM 12,111 333,000 0.07%
245 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 4,058 331,000 0.07%
246 TJX COS INC NEW 4,200 329,000 0.07%
247 UNDER ARMOUR INC 3,860 327,000 0.07%
248 SCANA 4,601 323,000 0.07%
249 EVERSOURCE ENERGY 5,522 322,000 0.07%
250 KRAFT HEINZ CO 4,074 320,000 0.07%
Page 5 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-16-000029, filed 2016.04.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.