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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 48 Institutional holders with a total value of $155,193,954.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 2,263,718 52,722,000 33.97%
2 MORGAN STANLEY 844,871 19,677,000 12.68%
3 WELLS FARGO & COMPANY/MN 809,578 18,855,000 12.15%
4 First Horizon Advisors, Inc. 397,856 9,457,000 6.09%
5 Shamrock Asset Management LLC 254,258 5,922,000 3.82%
6 BANK OF AMERICA CORP /DE/ 251,366 5,854,000 3.77%
7 LPL Financial LLC 247,184 5,703,000 3.67%
8 RAYMOND JAMES & ASSOCIATES 199,185 4,639,000 2.99%
9 Raymond James Financial Services Advisors, Inc. 177,880 4,143,000 2.67%
10 STIFEL FINANCIAL CORP 160,391 3,735,000 2.41%
11 UBS Group AG 155,823 3,629,000 2.34%
12 Stratos Wealth Partners, LTD. 107,831 2,511,000 1.62%
13 ROYAL BANK OF CANADA 98,173 2,286,000 1.47%
14 Visionary Asset Management, Inc. 76,908 1,791,000 1.15%
15 RISK PARADIGM GROUP, LLC 66,966 1,559,638 1.00%
16 Creative Planning 58,846 1,371,000 0.88%
17 NATIONAL PLANNING CORP 52,521 1,250,000 0.81%
18 Prospera Financial Services Inc 53,304 1,241,000 0.80%
19 GOLDMAN SACHS GROUP INC 45,381 1,057,000 0.68%
20 WESPAC Advisors, LLC 43,423 1,011,000 0.65%
21 JANE STREET GROUP, LLC 33,815 788,000 0.51%
22 AMERIPRISE FINANCIAL INC 32,818 764,000 0.49%
23 IFC Holdings Incorporated/FL 30,615 714,000 0.46%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,478 530,000 0.34%
25 ENVESTNET ASSET MANAGEMENT INC 21,377 498,000 0.32%
26 Cetera Advisor Networks LLC 18,350 428,000 0.28%
27 IFP ADVISORS, INC 17,549 409,000 0.26%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,455 406,000 0.26%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 17,176 400,000 0.26%
30 PNC FINANCIAL SERVICES GROUP, INC. 16,495 384,000 0.25%
31 Commonwealth Equity Services, Inc 16,381 382,000 0.25%
32 Chicago Partners Investment Group LLC 11,734 273,000 0.18%
33 MSI Financial Services Inc 10,467 244,000 0.16%
34 AMERICAN INTERNATIONAL GROUP, INC. 5,780 135,000 0.09%
35 FIFTH THIRD BANCORP 4,000 93,000 0.06%
36 WFG Advisors, LP 3,054 71,000 0.05%
37 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,065 48,000 0.03%
38 CITIGROUP INC 2,012 47,000 0.03%
39 BANK OF MONTREAL /CAN/ 1,572 37,000 0.02%
40 GENEOS WEALTH MANAGEMENT INC. 1,350 31,000 0.02%
41 Advisors Preferred, LLC 1,321 31,000 0.02%
42 SYNOVUS FINANCIAL CORP 1,200 28,000 0.02%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 693 16,000 0.01%
44 Winslow, Evans & Crocker, Inc. 400 9,316 0.01%
45 JPMORGAN CHASE & CO 300 7,000 0.00%
46 NEXT Financial Group, Inc 215 5,000 0.00%
47 ASSETMARK, INC 100 2,000 0.00%
48 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.