| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,717,260 | 25,278,000 | 14.80% | ||
| 2 | USCA RIA LLC | 332,981 | 22,621,000 | 13.25% | ||
| 3 | GFS Advisors, LLC | 332,981 | 22,621,000 | 13.25% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,034,555 | 15,229,000 | 8.92% | ||
| 5 | MORGAN STANLEY | 521,505 | 7,677,000 | 4.50% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 460,218 | 6,775,000 | 3.97% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 444,095 | 6,537,000 | 3.83% | ||
| 8 | Invesco Ltd. | 441,348 | 6,497,000 | 3.80% | ||
| 9 | PROFICIO CAPITAL PARTNERS LLC | 440,246 | 6,480,000 | 3.79% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 367,917 | 5,416,000 | 3.17% | ||
| 11 | Fiera Capital Corp | 319,132 | 4,698,000 | 2.75% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 243,913 | 3,590,000 | 2.10% | ||
| 13 | LPL Financial LLC | 235,153 | 3,511,000 | 2.06% | ||
| 14 | WELLS FARGO & COMPANY/MN | 182,250 | 2,682,000 | 1.57% | ||
| 15 | Karpus Management, Inc. | 174,000 | 2,561,000 | 1.50% | ||
| 16 | Laurion Capital Management LP | 173,616 | 2,556,000 | 1.50% | ||
| 17 | VAN ECK ASSOCIATES CORP | 170,458 | 2,509,000 | 1.47% | ||
| 18 | 1832 Asset Management L.P. | 100,000 | 2,477,000 | 1.45% | ||
| 19 | COHEN & STEERS, INC. | 95,586 | 1,407,000 | 0.82% | ||
| 20 | FIFTH THIRD BANCORP | 82,364 | 1,212,000 | 0.71% | ||
| 21 | ROYAL BANK OF CANADA | 79,810 | 1,175,000 | 0.69% | ||
| 22 | NORTHERN CAPITAL MANAGEMENT LLC | 79,115 | 1,165,000 | 0.68% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 74,781 | 1,102,000 | 0.65% | ||
| 24 | NATIONAL PLANNING CORP | 62,140 | 943,000 | 0.55% | ||
| 25 | MARINER INVESTMENT GROUP LLC | 61,680 | 908,000 | 0.53% | ||
| 26 | FIRST TRUST ADVISORS LP | 53,376 | 786,000 | 0.46% | ||
| 27 | Archford Capital Strategies, LLC | 11 | 717,000 | 0.42% | ||
| 28 | Tradewinds Capital Management, LLC | 45,705 | 673,000 | 0.39% | ||
| 29 | STIFEL FINANCIAL CORP | 43,616 | 642,000 | 0.38% | ||
| 30 | GSA CAPITAL PARTNERS LLP | 41,400 | 609,000 | 0.36% | ||
| 31 | Commonwealth Equity Services, Inc | 40,476 | 596,000 | 0.35% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 37,297 | 549,000 | 0.32% | ||
| 33 | HighTower Advisors, LLC | 35,099 | 519,000 | 0.30% | ||
| 34 | Concert Wealth Management Inc. | 35,142 | 516,000 | 0.30% | ||
| 35 | EP Wealth Advisors, LLC | 32,846 | 483,000 | 0.28% | ||
| 36 | Arete Wealth Advisors, LLC | 31,463 | 463,000 | 0.27% | ||
| 37 | OPTIMUM INVESTMENT ADVISORS | 31,305 | 461,000 | 0.27% | ||
| 38 | BENJAMIN F. EDWARDS & COMPANY, INC. | 30,851 | 454,000 | 0.27% | ||
| 39 | Global Endowment Management, LP | 29,722 | 438,000 | 0.26% | ||
| 40 | RAYMOND JAMES TRUST N.A. | 27,000 | 397,000 | 0.23% | ||
| 41 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 24,000 | 353,000 | 0.21% | ||
| 42 | Horizon Kinetics LLC | 22,718 | 334,000 | 0.20% | ||
| 43 | Capital Investment Advisors, LLC | 20,825 | 307,000 | 0.18% | ||
| 44 | Creative Planning | 19,314 | 284,000 | 0.17% | ||
| 45 | Yellowstone Partners, LLC | 18,696 | 275,000 | 0.16% | ||
| 46 | WEDBUSH SECURITIES INC | 18,490 | 272,000 | 0.16% | ||
| 47 | Cambridge Investment Research Advisors, Inc. | 17,546 | 258,000 | 0.15% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,058 | 248,000 | 0.15% | ||
| 49 | VICUS CAPITAL | 14,886 | 219,000 | 0.13% | ||
| 50 | BAIRD FINANCIAL GROUP, INC. | 13,233 | 195,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
