| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AOZORA BANK, LTD. | 12,260,000 | 278,486,000 | 10.27% | ||
| 2 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 8,858,214 | 200,549,000 | 7.39% | ||
| 3 | UBS Group AG | 8,401,214 | 190,834,000 | 7.03% | ||
| 4 | IndexIQ Advisors LLC | 7,772,625 | 176,439,000 | 6.50% | ||
| 5 | MORGAN STANLEY | 6,195,245 | 140,725,000 | 5.19% | ||
| 6 | Nan Shan Life Insurance Co., Ltd. | 5,641,690 | 128,151,000 | 4.72% | ||
| 7 | QS Investors, LLC | 4,837,840 | 109,892,000 | 4.05% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 3,483,779 | 79,134,000 | 2.92% | ||
| 9 | GOLDMAN SACHS GROUP INC | 3,368,413 | 76,514,000 | 2.82% | ||
| 10 | TD ASSET MANAGEMENT INC | 3,030,000 | 68,781,000 | 2.54% | ||
| 11 | VOYA INVESTMENT MANAGEMENT LLC | 2,548,745 | 57,857,000 | 2.13% | ||
| 12 | Valmark Advisers, Inc. | 2,539,464 | 57,663,000 | 2.13% | ||
| 13 | AVIANCE CAPITAL MANAGEMENT, LLC | 2,302,196 | 52,295,000 | 1.93% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 2,212,951 | 50,268,000 | 1.85% | ||
| 15 | CI Global Investments Inc. | 2,050,000 | 46,535,000 | 1.72% | ||
| 16 | ROYAL BANK OF CANADA | 1,846,373 | 41,940,000 | 1.55% | ||
| 17 | WELLS FARGO & COMPANY/MN | 1,806,943 | 41,044,000 | 1.51% | ||
| 18 | Bain Capital Credit, LP | 1,802,898 | 40,953,000 | 1.51% | ||
| 19 | Invesco Ltd. | 1,675,903 | 38,068,000 | 1.40% | ||
| 20 | Orion Porfolio Solutions, LLC | 1,511,267 | 34,328,000 | 1.27% | ||
| 21 | BlackRock Institutional Trust Company, N.A. | 1,427,969 | 32,436,000 | 1.20% | ||
| 22 | LPL Financial LLC | 1,394,441 | 31,389,000 | 1.16% | ||
| 23 | AMERIPRISE FINANCIAL INC | 1,365,157 | 30,987,000 | 1.14% | ||
| 24 | CREDIT SUISSE AG/ | 1,293,161 | 29,375,000 | 1.08% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 1,242,093 | 28,196,000 | 1.04% | ||
| 26 | WELLINGTON MANAGEMENT GROUP LLP | 1,202,999 | 27,308,000 | 1.01% | ||
| 27 | Windham Capital Management, LLC | 1,109,284 | 25,197,000 | 0.93% | ||
| 28 | Efficient Market Advisors, LLC | 1,061,021 | 24,101,000 | 0.89% | ||
| 29 | ASSETMARK, INC | 977,902 | 22,213,000 | 0.82% | ||
| 30 | Neuberger Berman Group LLC | 866,484 | 19,682,000 | 0.73% | ||
| 31 | BlackRock Finance, Inc. | 851,018 | 19,330,000 | 0.71% | ||
| 32 | CITIGROUP INC | 815,387 | 18,509,000 | 0.68% | ||
| 33 | BAIRD FINANCIAL GROUP, INC. | 793,652 | 18,028,000 | 0.66% | ||
| 34 | Braver Wealth Management, LLC | 747,033 | 16,969,000 | 0.63% | ||
| 35 | COWEN INC. | 614,600 | 13,961,000 | 0.51% | Put | |
| 36 | Janney Capital Management LLC | 589,316 | 13,386,000 | 0.49% | ||
| 37 | D.A. DAVIDSON & CO. | 556,785 | 12,646,000 | 0.47% | ||
| 38 | WELCH & FORBES LLC | 555,397 | 12,616,000 | 0.47% | ||
| 39 | UNIPLAN INVESTMENT COUNSEL, INC. | 546,431 | 12,414,000 | 0.46% | ||
| 40 | SEI INVESTMENTS CO | 537,676 | 12,213,000 | 0.45% | ||
| 41 | Advisory Alpha, LLC | 505,725 | 11,487,000 | 0.42% | ||
| 42 | Anne Ray Charitable Trust | 481,715 | 10,935,000 | 0.40% | ||
| 43 | JPMORGAN CHASE & CO | 470,496 | 10,680,000 | 0.39% | ||
| 44 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 462,705 | 10,513,000 | 0.39% | ||
| 45 | Gradient Investments LLC | 419,469 | 9,528,000 | 0.35% | ||
| 46 | NEW ENGLAND ASSET MANAGEMENT INC | 412,650 | 9,373,000 | 0.35% | ||
| 47 | Buckingham Capital Management, Inc. | 397,789 | 9,036,000 | 0.33% | ||
| 48 | PineBridge Investments, L.P. | 392,075 | 8,900,000 | 0.33% | ||
| 49 | FEDERATED HERMES, INC. | 300,000 | 6,810,000 | 0.25% | ||
| 50 | REZNY WEALTH MANAGEMENT, INC. | 290,996 | 6,609,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
