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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,250 holdings with a total value of $610,756,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 METLIFE INC 27,937 1,506,000 0.25%
1152 LUMINEX CORP DEL 74,640 1,510,000 0.25%
1153 AUTOMATIC DATA PROCESSING IN 14,991 1,541,000 0.25%
1154 BANK AMER CORP 70,392 1,556,000 0.25%
1155 WAL-MART STORES INC 22,593 1,562,000 0.26%
1156 JPMORGAN CHASE & CO 18,264 1,576,000 0.26%
1157 SPDR SER TR 34,820 1,590,000 0.26%
1158 PHILIP MORRIS INTL INC 17,556 1,606,000 0.26%
1159 FIRST TR EXCHANGE TRADED FD 33,384 1,610,000 0.26%
1160 AMGEN INC 11,141 1,629,000 0.27%
1161 GORMAN RUPP CO 52,932 1,638,000 0.27%
1162 STRYKER CORP 13,867 1,661,000 0.27%
1163 NOVARTIS A G 22,812 1,662,000 0.27%
1164 AFLAC INC 23,904 1,664,000 0.27%
1165 SPDR SERIES TRUST 54,831 1,667,000 0.27%
1166 UNITED PARCEL SERVICE INC 14,586 1,672,000 0.27%
1167 FACEBOOK INC 14,635 1,684,000 0.28%
1168 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 37,320 1,707,000 0.28%
1169 FIRST TR EXCNGE TRD ALPHADEX 55,993 1,758,000 0.29%
1170 HAIN CELESTIAL GROUP INC 45,684 1,783,000 0.29%
1171 ONE GAS INC COM 27,943 1,787,000 0.29%
1172 SPDR S&P 500 ETF TR 8,289 1,853,000 0.30%
1173 SELECT SECTOR SPDR TR 37,438 1,861,000 0.30%
1174 REALTY INCOME CORP 33,224 1,910,000 0.31%
1175 SPDR SER TR 22,333 1,911,000 0.31%
1176 PHILLIPS 66 22,801 1,970,000 0.32%
1177 ORACLE CORP 51,983 1,999,000 0.33%
1178 VANGUARD INDEX FDS 23,301 2,167,000 0.35%
1179 CVS HEALTH CORP 28,057 2,214,000 0.36%
1180 SMUCKER J M CO 17,369 2,224,000 0.36%
1181 FIRST TR EXCHANGE TRADED FD 63,876 2,268,000 0.37%
1182 ISHARES TR 39,688 2,291,000 0.38%
1183 GILEAD SCIENCES INC 32,043 2,295,000 0.38%
1184 ISHARES TR 18,935 2,306,000 0.38%
1185 ILLINOIS TOOL WKS INC 18,884 2,313,000 0.38%
1186 VANECK VECTORS ETF TR 119,848 2,320,000 0.38%
1187 FIRST TR EXCHANGE TRADED FD 100,791 2,332,000 0.38%
1188 SELECT SECTOR SPDR TR 49,273 2,383,000 0.39%
1189 3M CO 13,492 2,409,000 0.39%
1190 PEPSICO INC 23,269 2,435,000 0.40%
1191 PFIZER INC 77,860 2,529,000 0.41%
1192 MCDONALDS CORP 21,006 2,557,000 0.42%
1193 HOME DEPOT INC 19,263 2,583,000 0.42%
1194 FIRST TRUST PORTFOLIOS SHS ETF 49,529 2,608,000 0.43%
1195 COSTCO WHSL CORP NEW 16,427 2,630,000 0.43%
1196 ISHARES TR 25,598 2,686,000 0.44%
1197 VANGUARD SPECIALIZED FUNDS 32,048 2,730,000 0.45%
1198 CHEVRON CORP NEW 23,264 2,738,000 0.45%
1199 WALGREENS BOOTS ALLIANCE INC 34,129 2,825,000 0.46%
1200 VANGUARD INDEX FDS 21,266 2,831,000 0.46%
Page 24 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-17-000003, filed 2017.01.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.