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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 128 Institutional holders with a total value of $1,248,569,207.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 11,851,926 274,253,000 21.97%
2 WELLS FARGO & COMPANY/MN 7,347,994 170,033,000 13.62%
3 Prospera Financial Services Inc 3,480,253 82,266,000 6.59%
4 UBS Group AG 3,334,138 77,152,000 6.18%
5 BANK OF AMERICA CORP /DE/ 3,330,972 77,079,000 6.17%
6 ROYAL BANK OF CANADA 1,917,030 44,360,000 3.55%
7 Cetera Advisor Networks LLC 1,751,115 40,518,000 3.25%
8 STRID GROUP, LLC 1,737,945 40,216,000 3.22%
9 AMERIPRISE FINANCIAL INC 1,564,249 36,957,000 2.96%
10 RAYMOND JAMES & ASSOCIATES 1,572,056 36,377,000 2.91%
11 Cambridge Investment Research Advisors, Inc. 1,386,127 32,075,000 2.57%
12 Raymond James Financial Services Advisors, Inc. 1,296,624 30,004,000 2.40%
13 MSI Financial Services Inc 1,197,236 27,704,000 2.22%
14 STIFEL FINANCIAL CORP 985,595 22,804,000 1.83%
15 ADVISOR GROUP, INC. 851,288 19,698,000 1.58%
16 Commonwealth Equity Services, Inc 630,583 14,592,000 1.17%
17 TOMPKINS FINANCIAL CORP 572,894 13,251,000 1.06%
18 JPMORGAN CHASE & CO 568,010 13,144,000 1.05%
19 Simply Money Advisors 564,387 13,060,000 1.05%
20 D.A. DAVIDSON & CO. 457,181 10,579,000 0.85%
21 IFP ADVISORS, INC 428,713 9,920,000 0.79%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 406,700 9,411,000 0.75%
23 Private Advisor Group, LLC 365,532 8,709,000 0.70%
24 BB&T SECURITIES, LLC 373,555 8,554,000 0.69%
25 IFC Holdings Incorporated/FL 330,905 7,658,000 0.61%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 319,502 7,356,000 0.59%
27 First Allied Advisory Services, Inc. 289,387 6,696,000 0.54%
28 BAIRD FINANCIAL GROUP, INC. 253,757 5,872,000 0.47%
29 HL FINANCIAL SERVICES LLC 237,434 5,494,000 0.44%
30 Janney Montgomery Scott LLC 227,782 5,271,000 0.42%
31 Stratos Wealth Partners, LTD. 224,052 5,185,000 0.42%
32 CITIGROUP INC 196,525 4,548,000 0.36%
33 AVIANCE CAPITAL MANAGEMENT, LLC 189,322 4,381,000 0.35%
34 ADVANTAGE INVESTMENT MANAGEMENT, LLC 176,163 4,076,000 0.33%
35 Cetera Advisors LLC 174,918 4,044,000 0.32%
36 SNS Financial Group, LLC 156,441 3,620,000 0.29%
37 TRUSTMARK BANK TRUST DEPARTMENT 143,289 3,316,000 0.27%
38 First Heartland Consultants, Inc. 133,762 3,095,000 0.25%
39 SNOWDEN CAPITAL ADVISORS LLC 120,261 2,782,850 0.22%
40 WFG Advisors, LP 114,823 2,657,000 0.21%
41 Sigma Planning Corp 110,955 2,568,000 0.21%
42 NATIONAL PLANNING CORP 102,543 2,439,000 0.20%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 100,791 2,332,000 0.19%
44 ATWOOD & PALMER INC 98,103 2,270,000 0.18%
45 ENVESTNET ASSET MANAGEMENT INC 98,138 2,270,000 0.18%
46 Moors & Cabot, Inc. 97,903 2,263,000 0.18%
47 GENEOS WEALTH MANAGEMENT INC. 96,849 2,241,000 0.18%
48 UNITED CAPITAL FINANCIAL ADVISORS, LLC 96,299 2,228,000 0.18%
49 FDx Advisors, Inc. 94,945 2,197,000 0.18%
50 Regal Investment Advisors LLC 91,271 2,112,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.