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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 105 Institutional holders with a total value of $380,981,470.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,493,065 88,504,000 23.23%
2 MORGAN STANLEY 1,971,511 69,988,000 18.37%
3 UBS Group AG 905,997 32,163,000 8.44%
4 BANK OF AMERICA CORP /DE/ 554,486 19,684,000 5.17%
5 RAYMOND JAMES & ASSOCIATES 453,843 16,111,000 4.23%
6 ENVESTNET ASSET MANAGEMENT INC 453,397 16,098,000 4.23%
7 Raymond James Financial Services Advisors, Inc. 375,313 13,324,000 3.50%
8 Astor Investment Management LLC 355,127 12,607,000 3.31%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 234,417 8,322,000 2.18%
10 CREDIT SUISSE AG/ 181,873 6,456,000 1.69%
11 SignalPoint Asset Management, LLC 172,246 6,115,000 1.61%
12 Janney Montgomery Scott LLC 156,241 5,547,000 1.46%
13 LPL Financial LLC 125,110 4,469,000 1.17%
14 SUNTRUST BANKS INC 117,051 4,154,000 1.09%
15 Beaumont Financial Partners, LLC 113,266 4,021,000 1.06%
16 STIFEL FINANCIAL CORP 106,845 3,798,000 1.00%
17 ADVISOR GROUP, INC. 105,526 3,745,000 0.98%
18 Tower Research Capital LLC (TRC) 101,334 3,597,000 0.94%
19 ROYAL BANK OF CANADA 100,327 3,562,000 0.93%
20 AMERIPRISE FINANCIAL INC 95,310 3,380,000 0.89%
21 HighTower Advisors, LLC 92,175 3,272,000 0.86%
22 CITADEL ADVISORS LLC 91,362 3,243,000 0.85%
23 BB&T SECURITIES, LLC 88,547 3,121,000 0.82%
24 GOLDMAN SACHS GROUP INC 87,329 3,100,000 0.81%
25 Cambridge Investment Research Advisors, Inc. 65,761 2,335,000 0.61%
26 Virtu KCG Holdings LLC 64,386 2,286,000 0.60%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 63,876 2,268,000 0.60%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,138 2,157,000 0.57%
29 D.A. DAVIDSON & CO. 59,049 2,096,000 0.55%
30 Virtu Financial LLC 53,840 1,911,000 0.50%
31 HL FINANCIAL SERVICES LLC 48,086 1,707,000 0.45%
32 Regal Investment Advisors LLC 42,891 1,523,000 0.40%
33 ATWOOD & PALMER INC 40,457 1,436,000 0.38%
34 LEVEL FOUR ADVISORY SERVICES, LLC 35,771 1,270,000 0.33%
35 OPPENHEIMER & CO INC 34,716 1,233,000 0.32%
36 PNC FINANCIAL SERVICES GROUP, INC. 32,757 1,163,000 0.31%
37 Atria Investments, Inc 28,346 1,006,000 0.26%
38 JPMORGAN CHASE & CO 27,874 990,000 0.26%
39 Hilltop Holdings Inc. 27,412 973,000 0.26%
40 CITIGROUP INC 24,660 875,000 0.23%
41 BAIRD FINANCIAL GROUP, INC. 24,124 856,000 0.22%
42 MSI Financial Services Inc 23,888 848,000 0.22%
43 SNOWDEN CAPITAL ADVISORS LLC 23,562 836,464 0.22%
44 Private Advisor Group, LLC 23,277 833,000 0.22%
45 MARINER INDEPENDENT ADVISOR NETWORK, LLC 22,980 816,000 0.21%
46 OLD NATIONAL BANCORP /IN/ 22,627 803,000 0.21%
47 STEPHENS INC /AR/ 22,120 785,000 0.21%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,917 778,000 0.20%
49 Commonwealth Equity Services, Inc 20,732 736,000 0.19%
50 Dynamic Advisor Solutions LLC 17,944 637,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.