Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 90 Institutional holders with a total value of $809,048,776.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,798,737 183,213,000 22.65%
2 FIRST TRUST ADVISORS LP 3,492,200 168,429,000 20.82%
3 AVIANCE CAPITAL MANAGEMENT, LLC 1,821,899 87,870,000 10.86%
4 FLOW TRADERS U.S. LLC 1,380,455 66,579,000 8.23%
5 BANK OF AMERICA CORP /DE/ 952,506 45,940,000 5.68%
6 WELLS FARGO & COMPANY/MN 832,195 40,137,000 4.96%
7 UBS Group AG 694,275 33,485,000 4.14%
8 LPL Financial LLC 340,204 16,469,000 2.04%
9 Financial Management Professionals, Inc. 250,458 12,023,000 1.49%
10 ROYAL BANK OF CANADA 204,061 9,842,000 1.22%
11 WEALTHSOURCE PARTNERS, LLC 200,990 9,694,000 1.20%
12 STIFEL FINANCIAL CORP 192,017 9,252,000 1.14%
13 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 169,736 8,186,000 1.01%
14 MSI Financial Services Inc 160,477 7,740,000 0.96%
15 BEACON FINANCIAL GROUP 154,621 7,457,000 0.92%
16 Janney Capital Management LLC 123,088 5,936,000 0.73%
17 Composition Wealth, LLC 115,506 5,571,000 0.69%
18 Cambridge Investment Research Advisors, Inc. 114,665 5,530,000 0.68%
19 Raymond James Financial Services Advisors, Inc. 107,988 5,208,000 0.64%
20 IFC Holdings Incorporated/FL 96,889 4,668,000 0.58%
21 BB&T SECURITIES, LLC 90,057 4,380,000 0.54%
22 Janney Montgomery Scott LLC 90,287 4,355,000 0.54%
23 THRIVENT FINANCIAL FOR LUTHERANS 84,712 4,123,000 0.51%
24 Camelot Portfolios, LLC 63,648 3,070,000 0.38%
25 First Allied Advisory Services, Inc. 58,754 2,834,000 0.35%
26 BANK OF MONTREAL /CAN/ 52,509 2,506,000 0.31%
27 IFP ADVISORS, INC 51,587 2,488,000 0.31%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,904 2,311,000 0.29%
29 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 47,486 2,291,000 0.28%
30 BAIRD FINANCIAL GROUP, INC. 46,901 2,262,000 0.28%
31 BSC PRIVATE WEALTH MANAGEMENT, LLC 45,432 2,199,000 0.27%
32 JPMORGAN CHASE & CO 45,096 2,175,000 0.27%
33 NATIONAL PLANNING CORP 43,854 2,135,000 0.26%
34 FDx Advisors, Inc. 41,913 2,021,000 0.25%
35 Fort Point Capital Partners LLC 39,148 1,895,000 0.23%
36 PARK NATIONAL CORP /OH/ 37,763 1,821,000 0.23%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,144 1,695,000 0.21%
38 ADVISOR GROUP, INC. 33,964 1,638,000 0.20%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 33,384 1,610,000 0.20%
40 Capital Investment Advisors, LLC 33,285 1,605,000 0.20%
41 BERGANKDV WEALTH MANAGEMENT, LLC 30,967 1,494,000 0.18%
42 CITADEL ADVISORS LLC 29,821 1,438,000 0.18%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 29,416 1,419,000 0.18%
44 Cetera Advisor Networks LLC 28,968 1,396,000 0.17%
45 SNOWDEN CAPITAL ADVISORS LLC 28,018 1,351,308 0.17%
46 Private Advisor Group, LLC 26,935 1,313,000 0.16%
47 RAYMOND JAMES & ASSOCIATES 26,878 1,296,000 0.16%
48 OLD MISSION CAPITAL, LLC 24,856 1,199,000 0.15%
49 STEPHENS INC /AR/ 22,659 1,093,000 0.14%
50 Commonwealth Equity Services, Inc 20,039 966,000 0.12%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.