Dark
Light
System
Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 Williams Partners Lp 11,100 497 0.06%
2 21st Century Fox, Inc. 8,508 314 0.04%
3 3M CO 23,296 3,828 0.47%
4 ABBOTT LABS 50,506 2,274 0.28%
5 ACCESS MIDSTREAM PARTNERS LP 24,492 1,327 0.16%
6 ADAMS DIVERSIFIED EQUITY FD 124,756 1,707 0.21%
7 ADVISORSHARES TRIMTABS FLOAT S 15,867 879 0.11%
8 ALASKA COMMNCT SYS GRP COM 597,931 1,070 0.13%
9 ALEXANDER & BALDWIN INC NEW COM 30,102 1,182 0.14%
10 ALLEGION PUB LTD CO 53,921 2,990 0.36%
11 ALLIANCEBERNSTEIN HOLDING 46,250 1,195 0.15%
12 ALLIED MOTION TECHNOLOGIES 15,364 364 0.04%
13 ALLSCRIPTS HEALTHCARE SOLUTION 10,000 128 0.02%
14 ALPHABET INC C NON VOTING SHAR 1,064 560 0.07%
15 ALPS ETF TR 14,000 245 0.03%
16 ALPS ETF TR SECTOR DIVIDEND DO 22,133 842 0.10%
17 ALTEVA COM 18,459 130 0.02%
18 AMC NETWORKS INC CL A 22,730 1,449 0.18%
19 AMERIANA BANCORP 112,385 1,922 0.23%
20 AMERICAN RLTY CAP PPTYS INC 40,000 362 0.04%
21 AMERIPRISE FINL INC 5,000 661 0.08%
22 AMGEN INC 4,724 752 0.09%
23 AMTECH SYS INC 64,860 662 0.08%
24 ANADARKO PETR 3,050 252 0.03%
25 APACHE CORP 8,950 561 0.07%
26 APPLE INC 57,370 6,333 0.77%
27 APPLIED MATLS INC 62,739 1,563 0.19%
28 ARCHER DANIELS MIDLAND CO 10,300 536 0.07%
29 ARENA PHARMACEUTICALS INC 15,000 52 0.01%
30 ASCENT CAP GROUP INC 27,283 1,444 0.18%
31 ASHFORD HOSPITALITY TR INC 237,705 2,491 0.30%
32 ASHFORD INC 8,104 762 0.09%
33 ASIA PAC FD INCORPORATED 17,613 199 0.02%
34 AT&T INC 128,013 4,300 0.52%
35 ATLAS ENERGY LP 81,790 2,548 0.31%
36 ATLAS PIPELINE PARTNERS LP 70,100 1,911 0.23%
37 AUTOBYTEL INC 248,171 2,705 0.33%
38 AVANIR PHARMACEUTICALSINC CLA 155,168 2,630 0.32%
39 AVIAT NETWORKS INC COM 482,148 723 0.09%
40 AXCELIS TECHNOLOGIES INC 545,500 1,396 0.17%
41 AXT INC COM 302,900 848 0.10%
42 Abbvie Inc 63,413 4,150 0.51%
43 Active Power Inc 20,000 37 0.00%
44 Adt Corp 59,396 2,152 0.26%
45 Agnico Eagle 25,964 772 0.09%
46 Albany Molecular 103,300 1,682 0.21%
47 Alcoa 10,800 171 0.02%
48 Alibaba Group Holding Ltd Sp A 5,929 616 0.08%
49 Ally Financial 204,135 4,822 0.59%
50 AmerisourceBergen 2,500 225 0.03%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
451 STEALTHGAS INC SHS 30,000 189 0.02%
452 CAPSTONE TURBINE CORP COM 250,000 185 0.02%
453 KOPIN CORP 50,000 181 0.02%
454 THIRD PT REINS LTD COM 12,388 180 0.02%
455 QUANTUM CORP-DLT & STORAGE SYS 100,000 176 0.02%
456 EXONE CO 10,500 176 0.02%
457 Alcoa 10,800 171 0.02%
458 FREQUENCY ELECTRS INC 14,600 167 0.02%
459 LIQUIDITY SERVICES INC COM 20,000 163 0.02%
460 EUROSEAS LTD 204,982 156 0.02%
461 CENTRAL FD CDA LTD 13,460 156 0.02%
462 RCI HOSPITALITY HLDGS INC COM 15,000 150 0.02%
463 ELLSWORTH GROWTH AND INCOME FU COM 17,000 148 0.02%
464 PEERLESS SYS CORP 21,154 145 0.02%
465 PROCERA NETWORKS INC COM 20,000 144 0.02%
466 JAPAN SMALLER CAPTLZTN FD IN 15,224 137 0.02%
467 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 10,200 131 0.02%
468 DESWELL INDS INC 72,943 131 0.02%
469 ALTEVA COM 18,459 130 0.02%
470 ALLSCRIPTS HEALTHCARE SOLUTION 10,000 128 0.02%
471 OCLARO INC COM 70,000 125 0.02%
472 Weatherford International 10,000 114 0.01%
473 CORONADO BIOSCIENCES INC 46,350 113 0.01%
474 MFS INTERMEDIATE HIGH INC 37,964 101 0.01%
475 EMMIS COMMUNICTNS CORP CL A 46,371 87 0.01%
476 IAMGOLD CORP 30,000 81 0.01%
477 COMMUNITY HEALTH SYS INC NEW 3,233,230 81 0.01%
478 Senomyx Inc. 12,500 75 0.01%
479 RECRO PHARMA INC COM 25,060 72 0.01%
480 WIDEPOINT CORP 52,010 72 0.01%
481 ORBIT INTL CORP 20,200 64 0.01%
482 TRIO TECH INTL 18,922 55 0.01%
483 ARENA PHARMACEUTICALS INC 15,000 52 0.01%
484 UNWIRED PLANET INC NEW COM 50,000 50 0.01%
485 Sirius XM Holdings Inc 12,000 42 0.01%
486 MCDERMOTT INTL INC 14,000 41 0.01%
487 Active Power Inc 20,000 37 0.00%
488 MANAGED HIGH YIELD PLUS FUND INC 20,000 36 0.00%
489 DOVER DOWNS GAMING AND ENTERTAINMENT 40,000 33 0.00%
490 WET SEAL INC 215,000 14 0.00%
491 SWS GROUP INC 2,334,086 0 0.00%
Page 10 of 10