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Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SWS GROUP INC 2,334,086 0 0.00%
2 WET SEAL INC 215,000 14 0.00%
3 DOVER DOWNS GAMING AND ENTERTAINMENT 40,000 33 0.00%
4 MANAGED HIGH YIELD PLUS FUND INC 20,000 36 0.00%
5 Active Power Inc 20,000 37 0.00%
6 MCDERMOTT INTL INC 14,000 41 0.01%
7 Sirius XM Holdings Inc 12,000 42 0.01%
8 UNWIRED PLANET INC NEW COM 50,000 50 0.01%
9 ARENA PHARMACEUTICALS INC 15,000 52 0.01%
10 TRIO TECH INTL 18,922 55 0.01%
11 ORBIT INTL CORP 20,200 64 0.01%
12 RECRO PHARMA INC COM 25,060 72 0.01%
13 WIDEPOINT CORP 52,010 72 0.01%
14 Senomyx Inc. 12,500 75 0.01%
15 IAMGOLD CORP 30,000 81 0.01%
16 COMMUNITY HEALTH SYS INC NEW 3,233,230 81 0.01%
17 EMMIS COMMUNICTNS CORP CL A 46,371 87 0.01%
18 MFS INTERMEDIATE HIGH INC 37,964 101 0.01%
19 CORONADO BIOSCIENCES INC 46,350 113 0.01%
20 Weatherford International 10,000 114 0.01%
21 OCLARO INC COM 70,000 125 0.02%
22 ALLSCRIPTS HEALTHCARE SOLUTION 10,000 128 0.02%
23 ALTEVA COM 18,459 130 0.02%
24 DESWELL INDS INC 72,943 131 0.02%
25 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 10,200 131 0.02%
26 JAPAN SMALLER CAPTLZTN FD IN 15,224 137 0.02%
27 PROCERA NETWORKS INC COM 20,000 144 0.02%
28 PEERLESS SYS CORP 21,154 145 0.02%
29 ELLSWORTH GROWTH AND INCOME FU COM 17,000 148 0.02%
30 RCI HOSPITALITY HLDGS INC COM 15,000 150 0.02%
31 EUROSEAS LTD 204,982 156 0.02%
32 CENTRAL FD CDA LTD 13,460 156 0.02%
33 LIQUIDITY SERVICES INC COM 20,000 163 0.02%
34 FREQUENCY ELECTRS INC 14,600 167 0.02%
35 Alcoa 10,800 171 0.02%
36 QUANTUM CORP-DLT & STORAGE SYS 100,000 176 0.02%
37 EXONE CO 10,500 176 0.02%
38 THIRD PT REINS LTD COM 12,388 180 0.02%
39 KOPIN CORP 50,000 181 0.02%
40 CAPSTONE TURBINE CORP COM 250,000 185 0.02%
41 STEALTHGAS INC SHS 30,000 189 0.02%
42 SWISS HELVETIA FD INC 17,432 194 0.02%
43 ASIA PAC FD INCORPORATED 17,613 199 0.02%
44 ISHARES TR 1,400 202 0.02%
45 BARCLAYS BK PLC 6,623 203 0.02%
46 VALERO ENERGY CORP NEW 4,118 204 0.02%
47 VANGUARD INTL EQUITY INDEX F 3,900 204 0.02%
48 NEWCASTLE INVT CORP NEW 46,445 209 0.03%
49 FIRST TR LRG CP VL ALP COM SHS 4,787 209 0.03%
50 WILLIAMS COS INC DEL 4,789 215 0.03%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
101 HYSTER YALE MATLS HANDLING I 30,318 2,219 0.27%
102 BLACKHAWK NETWORK HLDGS INC CL 58,437 2,202 0.27%
103 Mallinckrodt PLC 22,182 2,197 0.27%
104 KINDER MORGAN INC DEL 51,169 2,165 0.26%
105 Adt Corp 59,396 2,152 0.26%
106 Xerox Corp 149,000 2,065 0.25%
107 WILEY JOHN SONS INC 34,598 2,050 0.25%
108 CORVEL CORP 54,912 2,044 0.25%
109 WISDOMTREE TR 45,116 1,947 0.24%
110 PPL CORP 53,449 1,942 0.24%
111 TRI CONTL CORP 90,000 1,927 0.24%
112 AMERIANA BANCORP 112,385 1,922 0.23%
113 ATLAS PIPELINE PARTNERS LP 70,100 1,911 0.23%
114 SYSCO CORP 48,113 1,910 0.23%
115 VANECK MORNINGSTAR WIDE MOAT E 61,131 1,900 0.23%
116 MVC CAPITAL INC 192,729 1,895 0.23%
117 ROYAL DUTCH SHELL PLC 27,735 1,857 0.23%
118 MEDTRONIC INC 25,645 1,852 0.23%
119 SCIENCE APPLICATNS INTL CP N 37,228 1,844 0.23%
120 HESKA CORP 101,100 1,833 0.22%
121 VANGUARD INTL EQUITY INDEX F 34,050 1,822 0.22%
122 Halyard Health Inc 39,914 1,815 0.22%
123 Central Gold Trust 43,248 1,758 0.21%
124 Knowles Corp 74,415 1,752 0.21%
125 ADAMS DIVERSIFIED EQUITY FD 124,756 1,707 0.21%
126 ROUSE PPTYS INC 92,084 1,705 0.21%
127 TIMKEN CO COM 39,879 1,702 0.21%
128 Albany Molecular 103,300 1,682 0.21%
129 Nicholas Fincl 112,750 1,680 0.20%
130 SCOTTS MIRACLE-GRO CO 26,510 1,652 0.20%
131 Digital River 66,600 1,647 0.20%
132 Cleco Corp 30,120 1,643 0.20%
133 TEXAS INSTRS INC 30,507 1,631 0.20%
134 CROWN MEDIA HLDGS INC 458,678 1,624 0.20%
135 VANGUARD SCOTTSDALE FDS 20,329 1,619 0.20%
136 BANK NEW YORK MELLON CORP 38,566 1,565 0.19%
137 APPLIED MATLS INC 62,739 1,563 0.19%
138 RAYTHEON CO 14,400 1,558 0.19%
139 EMERSON ELEC CO 25,131 1,551 0.19%
140 CAREFUSION CORP COM 25,740 1,527 0.19%
141 LAKELAND INDS INC COM 161,819 1,516 0.18%
142 MARTHA STEWART LIVING OMNIME 349,110 1,505 0.18%
143 EATON CORPORATION PLC 21,866 1,486 0.18%
144 TIMKENSTEEL CORPORATION COM 39,883 1,477 0.18%
145 POWERSHARES BUYBACK ACHIEVERS 30,695 1,475 0.18%
146 LAMAR ADVERTISING CO NEW CL A 27,310 1,465 0.18%
147 MERCK & CO INC 25,780 1,464 0.18%
148 LEE ENTERPRISES INC 396,052 1,457 0.18%
149 LIBERTY MEDIA CORP 41,520 1,454 0.18%
150 AMC NETWORKS INC CL A 22,730 1,449 0.18%
Page 3 of 10