| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,922,312 | 41,157,000 | 15.96% | ||
| 2 | Karpus Management, Inc. | 1,680,672 | 35,983,000 | 13.96% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,387,014 | 29,695,000 | 11.52% | ||
| 4 | Gramercy Funds Management LLC | 1,253,247 | 26,832,000 | 10.41% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,079,196 | 23,106,000 | 8.96% | ||
| 6 | 1607 Capital Partners, LLC | 694,114 | 14,861,000 | 5.76% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 431,326 | 9,235,000 | 3.58% | ||
| 8 | Bulldog Investors, LLP | 392,619 | 8,406,000 | 3.26% | ||
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 377,137 | 8,074,000 | 3.13% | ||
| 10 | MORGAN STANLEY | 280,775 | 6,012,000 | 2.33% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 212,736 | 4,555,000 | 1.77% | ||
| 12 | Shaker Financial Services, LLC | 167,125 | 3,578,000 | 1.39% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 149,485 | 3,198,000 | 1.24% | ||
| 14 | GEODE CAPITAL MANAGEMENT, LLC | 149,197 | 3,194,000 | 1.24% | PRN | |
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 124,809 | 2,672,000 | 1.04% | ||
| 16 | 1832 Asset Management L.P. | 120,000 | 2,567,000 | 1.00% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 117,790 | 2,522,000 | 0.98% | ||
| 18 | CORNERSTONE ADVISORS INC | 104,407 | 2,235,000 | 0.87% | ||
| 19 | WELLS FARGO & COMPANY/MN | 96,861 | 2,074,000 | 0.80% | ||
| 20 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 92,630 | 1,983,000 | 0.77% | ||
| 21 | SG Americas Securities, LLC | 91,675 | 1,963,000 | 0.76% | ||
| 22 | Independence Trust CO | 91,261 | 1,953,000 | 0.76% | ||
| 23 | Ancora Advisors LLC | 90,000 | 1,927,000 | 0.75% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 88,904 | 1,903,000 | 0.74% | ||
| 25 | DOLIVER ADVISORS, LP | 78,758 | 1,686,000 | 0.65% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 58,967 | 1,262,000 | 0.49% | ||
| 27 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 53,214 | 1,139,000 | 0.44% | ||
| 28 | UBS Group AG | 52,362 | 1,121,000 | 0.43% | ||
| 29 | Commonwealth Equity Services, Inc | 52,259 | 1,119,000 | 0.43% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 49,373 | 1,058,000 | 0.41% | ||
| 31 | COMMERCE BANK | 47,212 | 1,011,000 | 0.39% | ||
| 32 | MARINER INVESTMENT GROUP LLC | 45,257 | 969,000 | 0.38% | ||
| 33 | GOLDMAN SACHS GROUP INC | 41,136 | 881,000 | 0.34% | ||
| 34 | HSBC HOLDINGS PLC | 40,950 | 877,000 | 0.34% | ||
| 35 | LPL Financial LLC | 32,658 | 699,000 | 0.27% | ||
| 36 | FIRST TRUST ADVISORS LP | 23,529 | 504,000 | 0.20% | ||
| 37 | ROYAL BANK OF CANADA | 22,777 | 488,000 | 0.19% | ||
| 38 | Heritage Wealth Advisors | 22,735 | 487,000 | 0.19% | ||
| 39 | GUGGENHEIM CAPITAL LLC | 21,793 | 467,000 | 0.18% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 21,370 | 458,000 | 0.18% | ||
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,893 | 447,000 | 0.17% | ||
| 42 | WESBANCO BANK INC | 19,961 | 427,000 | 0.17% | ||
| 43 | TIAA CREF TRUST CO FSB/MO | 15,762 | 337,000 | 0.13% | ||
| 44 | CS MCKEE LP | 15,500 | 332,000 | 0.13% | ||
| 45 | HighTower Advisors, LLC | 15,450 | 331,000 | 0.13% | ||
| 46 | EVERMAY WEALTH MANAGEMENT LLC | 13,468 | 288,000 | 0.11% | ||
| 47 | Cetera Advisor Networks LLC | 13,392 | 285,000 | 0.11% | ||
| 48 | Bank of New York Mellon Corp | 12,958 | 277,000 | 0.11% | ||
| 49 | NORTHERN TRUST CORP | 10,364 | 222,000 | 0.09% | ||
| 50 | Community Bank, N.A. | 8,000 | 171,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
