| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BOX SHIPS INCORPORATE | 300,000 | 0 | 0.00% | ||
| 2 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 24,359 | 1,000 | 0.00% | ||
| 3 | WHEELER REAL ESTATE INVT TR | 21,000 | 3,000 | 0.00% | ||
| 4 | ROCK CREEK PHARMACEUTICALS INCORPORATED | 26,800 | 3,000 | 0.00% | Call | |
| 5 | ENTREE GOLD INC | 14,164 | 3,000 | 0.00% | ||
| 6 | INSPIREMD INC | 10,133 | 3,000 | 0.00% | ||
| 7 | CHINA PHARMA HLDGS INC | 10,647 | 4,000 | 0.00% | ||
| 8 | JOES JEANS INC | 18,322 | 4,000 | 0.00% | ||
| 9 | DEJOUR ENERGY INC | 30,418 | 4,000 | 0.00% | ||
| 10 | AXION PWR INTL INC | 240,515 | 5,000 | 0.00% | ||
| 11 | ROCK CREEK PHARMACEUTICALS INCORPORATED | 44,900 | 5,000 | 0.00% | Put | |
| 12 | FUWEI FILMS HLDGS CO LTD | 10,419 | 6,000 | 0.00% | ||
| 13 | NTN Buzztime, Inc. | 14,496 | 6,000 | 0.00% | ||
| 14 | Miller Energy Resources, Inc. | 10,800 | 7,000 | 0.00% | Call | |
| 15 | TANZANIAN ROYALTY EXPL CORP | 21,101 | 7,000 | 0.00% | ||
| 16 | INTERNATIONAL TOWER HILL MIN | 19,040 | 7,000 | 0.00% | ||
| 17 | ACORN ENERGY INC COM | 16,127 | 8,000 | 0.00% | ||
| 18 | MAGELLAN PETROLEUM CORP | 14,750 | 8,000 | 0.00% | ||
| 19 | VISTA GOLD CORP | 28,025 | 8,000 | 0.00% | ||
| 20 | TANZANIAN ROYALTY EXPL CORP | 23,400 | 8,000 | 0.00% | Put | |
| 21 | GIGAMEDIA LTD | 10,318 | 8,000 | 0.00% | ||
| 22 | NYMOX PHARMACEUTICAL CORP | 10,800 | 9,000 | 0.00% | ||
| 23 | LIQUID HLDGS GROUP INC COM | 31,879 | 9,000 | 0.00% | ||
| 24 | 22ND CENTY GROUP INC | 10,800 | 9,000 | 0.00% | Call | |
| 25 | AMERICAN APPAREL INC COM | 13,158 | 9,000 | 0.00% | ||
| 26 | HARVEST NATURAL RESOURCES IN | 23,400 | 10,000 | 0.00% | Put | |
| 27 | WAVE SYSTEMS CORP | 14,735 | 10,000 | 0.00% | ||
| 28 | DENISON MINES CORP | 12,500 | 10,000 | 0.00% | Call | |
| 29 | GTX INC | 15,100 | 10,000 | 0.00% | Call | |
| 30 | RESOLUTE ENERGY CORP | 18,467 | 10,000 | 0.00% | ||
| 31 | GTX INC | 16,300 | 11,000 | 0.00% | Put | |
| 32 | * LEXICON PHARMACEUTICALS INC COM | 11,350 | 11,000 | 0.00% | ||
| 33 | Rubicon Minerals Corp | 12,071 | 11,000 | 0.00% | ||
| 34 | Gevo Inc | 50,733 | 11,000 | 0.00% | ||
| 35 | REXAHN PHARMACEUTICALS INC | 14,987 | 11,000 | 0.00% | ||
| 36 | REVETT MNG CO | 24,875 | 11,000 | 0.00% | ||
| 37 | ASCENT SOLAR TECHNOLOGIES INC COM NEW | 10,834 | 12,000 | 0.00% | ||
| 38 | FIELDPOINT PETROLEUM CORP | 11,281 | 12,000 | 0.00% | ||
| 39 | MIDSTATES PETE CO INC | 14,000 | 12,000 | 0.00% | Put | |
| 40 | CHINA GERUI ADV MAT GR LTD | 18,263 | 12,000 | 0.00% | ||
| 41 | Odyssey Marine Exploration Inc | 18,000 | 13,000 | 0.00% | Put | |
| 42 | QUEST RESOURCE HOLDING CORP | 10,127 | 13,000 | 0.00% | ||
| 43 | BIODEL INC | 12,100 | 14,000 | 0.00% | Call | |
| 44 | SILVERCORP METALS INC | 11,500 | 14,000 | 0.00% | Call | |
| 45 | BLUE EARTH INC COM | 16,054 | 14,000 | 0.00% | ||
| 46 | MIDSTATES PETE CO INC | 16,770 | 14,000 | 0.00% | ||
| 47 | BG Medicine, Inc. | 16,674 | 14,000 | 0.00% | ||
| 48 | DELCATH SYS INC COM NEW | 14,597 | 14,000 | 0.00% | ||
| 49 | Odyssey Marine Exploration Inc | 21,326 | 15,000 | 0.00% | ||
| 50 | Ipass Inc | 14,787 | 16,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001136305-15-000010, filed 2015.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
