| 1 |
DEUTSCHE BANK AG\ |
6,556,374 |
2,294,000 |
65.84% |
|
|
| 2 |
D. E. Shaw & Co., Inc. |
1,058,229 |
370,000 |
10.62% |
|
|
| 3 |
MILLENNIUM MANAGEMENT LLC |
601,580 |
211,000 |
6.06% |
|
|
| 4 |
GOLDMAN SACHS GROUP INC |
497,406 |
174,000 |
4.99% |
|
|
| 5 |
CANADA PENSION PLAN INVESTMENT BOARD |
517,018 |
173,000 |
4.97% |
|
|
| 6 |
LMR Partners LLP |
86,536 |
30,000 |
0.86% |
|
|
| 7 |
PEAK6 Group LLC |
79,000 |
28,000 |
0.80% |
Call |
|
| 8 |
HOWE & RUSLING INC |
1,293 |
27,000 |
0.77% |
|
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
57,900 |
20,000 |
0.57% |
Call |
|
| 10 |
B & T Capital Management DBA Alpha Capital Management |
31,500 |
20,000 |
0.57% |
|
|
| 11 |
Cambridge Investment Research Advisors, Inc. |
47,050 |
16,000 |
0.46% |
|
|
| 12 |
AMERICAN INTERNATIONAL GROUP, INC. |
43,600 |
15,260 |
0.44% |
|
|
| 13 |
CITIGROUP INC |
45,000 |
15,000 |
0.43% |
|
|
| 14 |
ASSET ADVISORS CORP |
30,000 |
11,000 |
0.32% |
|
|
| 15 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
23,400 |
8,000 |
0.23% |
Put |
|
| 16 |
Private Advisor Group, LLC |
23,345 |
8,000 |
0.23% |
|
|
| 17 |
SIMPLEX TRADING, LLC |
20,000 |
7,000 |
0.20% |
|
|
| 18 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
21,101 |
7,000 |
0.20% |
|
|
| 19 |
LPL Financial LLC |
16,800 |
6,000 |
0.17% |
|
|
| 20 |
SG Americas Securities, LLC |
16,553 |
6,000 |
0.17% |
|
|
| 21 |
US BANCORP \DE\ |
15,500 |
5,000 |
0.14% |
|
|
| 22 |
HighTower Advisors, LLC |
15,000 |
5,000 |
0.14% |
|
|
| 23 |
Timber Hill LLC |
13,157 |
5,000 |
0.14% |
|
|
| 24 |
TORONTO DOMINION BANK |
11,000 |
4,000 |
0.11% |
Call |
|
| 25 |
K2 PRINCIPAL FUND, L.P. |
10,000 |
4,000 |
0.11% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
10,400 |
4,000 |
0.11% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
7,503 |
3,000 |
0.09% |
|
|
| 28 |
TORONTO DOMINION BANK |
5,664 |
2,000 |
0.06% |
|
|
| 29 |
LUPO SECURITIES, LLC |
5,001 |
2,000 |
0.06% |
|
|
| 30 |
UBS Group AG |
5,000 |
2,000 |
0.06% |
|
|
| 31 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,675 |
1,000 |
0.03% |
|
|
| 32 |
ROYAL BANK OF CANADA |
2,752 |
1,000 |
0.03% |
|
|
| 33 |
BARCLAYS PLC |
52 |
0 |
0.00% |
|
|
| 34 |
FLOW TRADERS U.S. LLC |
197 |
0 |
0.00% |
|
|
| 35 |
WELLS FARGO & COMPANY/MN |
250 |
0 |
0.00% |
|
|
| 36 |
MORGAN STANLEY |
815 |
0 |
0.00% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
814 |
0 |
0.00% |
|
|
| 38 |
Creative Planning |
1,000 |
0 |
0.00% |
|
|
| 39 |
Allworth Financial LP |
200 |
0 |
0.00% |
|
|
| 40 |
BANK OF MONTREAL /CAN/ |
1,000 |
0 |
0.00% |
|
|
| 41 |
MYCIO WEALTH PARTNERS, LLC |
100 |
0 |
0.00% |
|
|
