| 1 |
BVF INC/IL |
11,111,111 |
7,508,000 |
77.35% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
1,513,169 |
1,034,000 |
10.65% |
|
|
| 3 |
VANGUARD GROUP INC |
790,066 |
533,000 |
5.49% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
180,486 |
121,000 |
1.25% |
|
|
| 5 |
BlackRock Fund Advisors |
76,671 |
52,000 |
0.54% |
|
|
| 6 |
NORTHERN TRUST CORP |
73,516 |
50,000 |
0.52% |
|
|
| 7 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
62,612 |
42,000 |
0.43% |
|
|
| 8 |
D. E. Shaw & Co., Inc. |
61,219 |
41,000 |
0.42% |
|
|
| 9 |
Virtu KCG Holdings LLC |
37,331 |
26,000 |
0.27% |
|
|
| 10 |
Bank of New York Mellon Corp |
34,736 |
24,000 |
0.25% |
|
|
| 11 |
GOLDMAN SACHS GROUP INC |
33,424 |
23,000 |
0.24% |
|
|
| 12 |
TUDOR INVESTMENT CORP ET AL |
34,033 |
23,000 |
0.24% |
|
|
| 13 |
MORGAN STANLEY |
32,132 |
22,000 |
0.23% |
|
|
| 14 |
CITADEL ADVISORS LLC |
27,912 |
19,000 |
0.20% |
|
|
| 15 |
UBS Group AG |
25,428 |
17,000 |
0.18% |
|
|
| 16 |
GROUP ONE TRADING LLC |
24,691 |
17,000 |
0.18% |
|
|
| 17 |
STATE STREET CORP |
21,038 |
14,000 |
0.14% |
|
|
| 18 |
J.P. Turner & Co Capital Mnagement, LLC |
20,600 |
14,000 |
0.14% |
|
|
| 19 |
BLACKROCK ADVISORS LLC |
17,845 |
12,000 |
0.12% |
|
|
| 20 |
DELTA ASSET MANAGEMENT LLC/TN |
18,800 |
12,000 |
0.12% |
|
|
| 21 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
15,900 |
11,000 |
0.11% |
|
|
| 22 |
HIGHLAND CAPITAL MANAGEMENT, LLC |
16,734 |
11,000 |
0.11% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
16,300 |
11,000 |
0.11% |
Put |
|
| 24 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,100 |
10,000 |
0.10% |
Call |
|
| 25 |
BANK OF AMERICA CORP /DE/ |
12,500 |
9,000 |
0.09% |
|
|
| 26 |
LPL Financial LLC |
13,000 |
9,000 |
0.09% |
|
|
| 27 |
STIFEL FINANCIAL CORP |
10,000 |
7,000 |
0.07% |
|
|
| 28 |
OPPENHEIMER & CO INC |
10,500 |
7,000 |
0.07% |
|
|
| 29 |
B. Riley Wealth Management, Inc. |
9,200 |
6,000 |
0.06% |
|
|
| 30 |
BlackRock Japan Co. Ltd |
6,174 |
4,000 |
0.04% |
|
|
| 31 |
THOMPSON DAVIS & CO., INC. |
6,000 |
4,000 |
0.04% |
|
|
| 32 |
CITIGROUP INC |
6,483 |
4,000 |
0.04% |
|
|
| 33 |
BlackRock Investment Management, LLC |
3,816 |
3,000 |
0.03% |
|
|
| 34 |
SIMPLEX TRADING, LLC |
3,000 |
2,000 |
0.02% |
|
|
| 35 |
WELLS FARGO & COMPANY/MN |
3,500 |
2,000 |
0.02% |
|
|
| 36 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,052 |
1,000 |
0.01% |
|
|
| 37 |
TD Capital Management LLC |
2,100 |
1,000 |
0.01% |
|
|
| 38 |
MSI Financial Services Inc |
201 |
0 |
0.00% |
|
|
| 39 |
BARCLAYS PLC |
8,600 |
0 |
0.00% |
Call |
|
| 40 |
REILLY FINANCIAL ADVISORS, LLC |
200 |
0 |
0.00% |
|
|
