| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | INOTEK PHARMACEUTICALS CORP | 2,250,000 | 0 | 0.00% | PRN | |
| 2 | DEJOUR ENERGY INC | 10,676 | 1,000 | 0.00% | ||
| 3 | LIQUID HLDGS GROUP INC COM | 13,536 | 3,000 | 0.00% | ||
| 4 | TANZANIAN ROYALTY EXPL CORP | 10,300 | 3,000 | 0.00% | Put | |
| 5 | TANZANIAN ROYALTY EXPL CORP | 12,075 | 4,000 | 0.00% | ||
| 6 | Oncolytics Biotech Inc | 10,200 | 5,000 | 0.00% | Call | |
| 7 | ACORN ENERGY INC COM | 12,383 | 5,000 | 0.00% | ||
| 8 | U S ENERGY CORP WYO | 11,821 | 6,000 | 0.00% | ||
| 9 | ImmunoCellular Therapeutics Lt | 13,827 | 7,000 | 0.00% | ||
| 10 | SPHERIX INC | 14,114 | 7,000 | 0.00% | ||
| 11 | Miller Energy Resources, Inc. | 20,300 | 7,000 | 0.00% | Put | |
| 12 | AMERICAN DG ENERGY INC | 18,516 | 7,000 | 0.00% | ||
| 13 | WAVE SYSTEMS CORP | 14,301 | 8,000 | 0.00% | ||
| 14 | METHES ENERGIESINTERNATIONAL LTD | 16,275 | 8,000 | 0.00% | ||
| 15 | Vical Inc | 12,356 | 9,000 | 0.00% | ||
| 16 | DENISON MINES CORP | 11,513 | 9,000 | 0.00% | ||
| 17 | MAGELLAN PETROLEUM CORP | 22,631 | 10,000 | 0.00% | ||
| 18 | SOLITARIO EXPL & RTY CORP COM | 16,254 | 10,000 | 0.00% | ||
| 19 | RARE ELEMENT RES LTD | 23,151 | 10,000 | 0.00% | ||
| 20 | CEL SCI CORP | 15,752 | 10,000 | 0.00% | ||
| 21 | JOES JEANS INC | 54,520 | 10,000 | 0.00% | ||
| 22 | ACURA PHARMACEUTICALS INC | 10,258 | 10,000 | 0.00% | ||
| 23 | NETLIST INC | 19,051 | 11,000 | 0.00% | ||
| 24 | Vical Inc | 15,700 | 11,000 | 0.00% | Put | |
| 25 | RESOLUTE ENERGY CORP | 11,600 | 11,000 | 0.00% | Call | |
| 26 | CITIGROUP INC NEW | 20,524 | 13,000 | 0.00% | ||
| 27 | CYCLACEL PHARMACEUTICALS INC | 16,311 | 13,000 | 0.00% | ||
| 28 | ATHERSYS INC NEW | 10,703 | 13,000 | 0.00% | ||
| 29 | DOCUMENT SEC SYS INC COM | 55,173 | 14,000 | 0.00% | ||
| 30 | UR ENERGY INC | 19,500 | 15,000 | 0.00% | ||
| 31 | Smith Micro Software | 12,900 | 15,000 | 0.00% | Call | |
| 32 | Noranda Aluminum Holding | 17,100 | 15,000 | 0.00% | Put | |
| 33 | INSPIREMD INC | 52,323 | 15,000 | 0.00% | ||
| 34 | ION GEOPHYSICAL CORP | 14,100 | 15,000 | 0.00% | Call | |
| 35 | SOPHIRIS BIO INC | 20,632 | 16,000 | 0.00% | ||
| 36 | Echelon Corp | 20,423 | 16,000 | 0.00% | ||
| 37 | LPATH INC | 61,300 | 17,000 | 0.00% | Call | |
| 38 | BARCLAYS BANK PLC | 13,739 | 17,000 | 0.00% | ||
| 39 | Hercules Offshore Inc | 71,900 | 17,000 | 0.00% | Call | |
| 40 | GOLDFIELD CORP COM | 10,600 | 18,000 | 0.00% | Call | |
| 41 | REDIFF.COM INDIA LIMITED | 10,196 | 18,000 | 0.00% | ||
| 42 | NORTHERN DYNASTY MINERALS LTD COM | 51,936 | 18,000 | 0.00% | ||
| 43 | PHARMATHENE INC COM | 10,227 | 18,000 | 0.00% | ||
| 44 | WILLBROS GROUP INC DEL COM | 13,700 | 18,000 | 0.00% | Call | |
| 45 | ASANKO GOLD INC | 11,100 | 19,000 | 0.00% | Put | |
| 46 | PHOTOMEDEX INC COM PAR $0.01 | 13,200 | 19,000 | 0.00% | Put | |
| 47 | Odyssey Marine Exploration Inc | 40,168 | 19,000 | 0.00% | ||
| 48 | PRANA BIOTECH | 16,000 | 19,000 | 0.00% | Put | |
| 49 | TASEKO MINES LTD | 34,200 | 19,000 | 0.00% | Call | |
| 50 | Dex Media Inc | 26,800 | 20,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-15-000006, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
